Source: L. 90: Entire article R&RE, p. 722, § 1, effective July 1. L. 98: Entire section amended, p. 552, § 7, effective April 30. L. 2015: (1)(a) amended, (SB 15-104), ch. 177, p. 578, § 6, effective May 11.
Editor's note: This section is similar to former § 11-51-106 as it existed prior to 1990.
Structure Colorado Code
Title 11 - Financial Institutions
Part 4 - Licensing and Regulation of Broker-Dealers and Sales Representatives
§ 11-51-401. Licensing and Notice Filing Requirements
§ 11-51-403. Application for License - Notice Filing Requirements
§ 11-51-404. License and Notice Fees
§ 11-51-405. Examinations and Alternate Qualifications
§ 11-51-406. General Provisions
§ 11-51-407. Operating Requirements
§ 11-51-408. Licensing of Successor Firms
§ 11-51-409. Access to Records
§ 11-51-409.5. Mandatory Disclosure - Investment Advisers and Investment Adviser Representatives
§ 11-51-410. Denial, Suspension, or Revocation