A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the administrator, a designee of the administrator, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
Structure Alaska Statutes
Chapter 56. Alaska Securities Act
Article 3. Fraud and Liabilities.
Sec. 45.56.500. General fraud.
Sec. 45.56.510. Prohibited conduct in providing investment advice.
Sec. 45.56.520. Misleading filings.
Sec. 45.56.530. Misrepresentations concerning registration or exemption.
Sec. 45.56.540. Evidentiary burden.