Any prospectus, pamphlet, circular, form letter, advertisement or any other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, shall be filed with the commissioner before it is used, disseminated or distributed unless the security or transaction is exempted by section 402.
Structure West Virginia Code
Chapter 32. Uniform Securities Act
§32-4-403. Filing of Sales and Advertising Literature
§32-4-405. Unlawful Representations Concerning Registration, Exemption or Notice Filing
§32-4-406. Administration of Chapter; Operating Fund for Securities Department
§32-4-407. Sworn Investigator, Investigations and Subpoenas
§32-4-407a. Administrative Assessments
§32-4-411. Judicial Review of Orders
§32-4-412. Rules, Forms, Orders and Hearings
§32-4-413. Administrative Files and Opinions
§32-4-414. Scope of the Chapter and Service of Process