West Virginia Code
Chapter 32. Uniform Securities Act
Article 4. General Provisions

§32-4-401. Definitions - When used in this chapter, unless the context otherwise requires:...

§32-4-402. Exemptions - (a) The following securities are exempt from section three hundred...

§32-4-403. Filing of Sales and Advertising Literature - Any prospectus, pamphlet, circular, form letter, advertisement or any other...

§32-4-404. Misleading Filings - It is unlawful for any person to make or cause...

§32-4-405. Unlawful Representations Concerning Registration, Exemption or Notice Filing - (a) Neither (1) the fact that a notice filing or...

§32-4-406. Administration of Chapter; Operating Fund for Securities Department - (a) This chapter shall be administered by the Auditor of...

§32-4-407. Sworn Investigator, Investigations and Subpoenas - (a) Sworn Investigators. -- (1) The commissioner may appoint special...

§32-4-407a. Administrative Assessments - (a) A registrant, applicant for registration, issuer or other person...

§32-4-408. Injunctions - Whenever it appears to the commissioner that any person has...

§32-4-409. Criminal Penalties - (a) Any person who willfully violates any provision of this...

§32-4-410. Civil Liabilities - (a) Any person who (1) Offers or sells a security...

§32-4-411. Judicial Review of Orders - (a) Any person aggrieved by a final order of the...

§32-4-412. Rules, Forms, Orders and Hearings - (a) The commissioner may from time to time make, amend...

§32-4-413. Administrative Files and Opinions - (a) A document is filed when it is received by...

§32-4-414. Scope of the Chapter and Service of Process - (a) Sections 101, 201(a), 301, 405 and 410 apply to...

§32-4-415. Statutory Policy - This chapter shall be so construed as to effectuate the...

§32-4-416. Short Title - This chapter may be cited as the "Uniform Securities Act."

§32-4-417. Severability of Provisions - If any provision of this chapter or the application thereof...

§32-4-418. Saving Provisions - (a) Prior law exclusively governs all suits, actions, prosecutions or...