US Code
SUBCHAPTER I— INVESTMENT COMPANIES
§ 80a–52. Effective date

The effective date of the provisions of this subchapter, so far as the same relate to face-amount certificates or to face-amount certificate companies, is . The effective date of provisions hereof, insofar as the same do not apply to face-amount certificates or face-amount certificate companies is . Except as herein otherwise provided, every provision of this subchapter shall take effect on .

Structure US Code

US Code

Title 15— COMMERCE AND TRADE

CHAPTER 2D— INVESTMENT COMPANIES AND ADVISERS

SUBCHAPTER I— INVESTMENT COMPANIES

§ 80a–1. Findings and declaration of policy

§ 80a–2. Definitions; applicability; rulemaking considerations

§ 80a–3. Definition of investment company

§ 80a–3a. Protection of philanthropy under State law

§ 80a–4. Classification of investment companies

§ 80a–5. Subclassification of management companies

§ 80a–6. Exemptions

§ 80a–7. Transactions by unregistered investment companies

§ 80a–8. Registration of investment companies

§ 80a–9. Ineligibility of certain affiliated persons and underwriters

§ 80a–10. Affiliations or interest of directors, officers, and employees

§ 80a–11. Offers to exchange securities

§ 80a–12. Functions and activities of investment companies

§ 80a–13. Changes in investment policy

§ 80a–14. Size of investment companies

§ 80a–15. Contracts of advisers and underwriters

§ 80a–16. Board of directors

§ 80a–17. Transactions of certain affiliated persons and underwriters

§ 80a–18. Capital structure of investment companies

§ 80a–19. Payments or distributions

§ 80a–20. Proxies; voting trusts; circular ownership

§ 80a–21. Loans by management companies

§ 80a–22. Distribution, redemption, and repurchase of securities; regulations by securities associations

§ 80a–23. Closed-end companies

§ 80a–24. Registration of securities under Securities Act of 1933

§ 80a–25. Reorganization plans; reports by Commission

§ 80a–26. Unit investment trusts

§ 80a–27. Periodic payment plans

§ 80a–28. Face-amount certificate companies

§ 80a–29. Reports and financial statements of investment companies and affiliated persons

§ 80a–30. Accounts and records

§ 80a–31. Accountants and auditors

§ 80a–32. Filing of documents with Commission in civil actions

§ 80a–33. Destruction and falsification of reports and records

§ 80a–34. Unlawful representations and names

§ 80a–35. Breach of fiduciary duty

§ 80a–36. Larceny and embezzlement

§ 80a–37. Rules, regulations, and orders

§ 80a–38. Procedure for issuance of rules and regulations

§ 80a–39. Procedure for issuance of orders

§ 80a–40. Hearings by Commission

§ 80a–41. Enforcement of subchapter

§ 80a–42. Court review of orders

§ 80a–43. Jurisdiction of offenses and suits

§ 80a–44. Disclosure of information filed with Commission; copies

§ 80a–45. Reports by Commission; hiring and leasing authority

§ 80a–46. Validity of contracts

§ 80a–47. Liability of controlling persons; preventing compliance with subchapter

§ 80a–48. Penalties

§ 80a–49. Construction with other laws

§ 80a–50. Separability

§ 80a–51. Short title

§ 80a–52. Effective date

§ 80a–53. Election to be regulated as business development company

§ 80a–54. Acquisition of assets by business development companies

§ 80a–55. Qualifications of directors

§ 80a–56. Transactions with certain affiliates

§ 80a–57. Changes in investment policy

§ 80a–58. Incorporation of subchapter provisions

§ 80a–59. Functions and activities of business development companies

§ 80a–60. Capital structure

§ 80a–61. Loans

§ 80a–62. Distribution and repurchase of securities

§ 80a–63. Accounts and records

§ 80a–64. Preventing compliance with subchapter; liability of controlling persons