Texas Statutes
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
Subchapter H. Requirements for Protection of Vulnerable Adults From Financial Exploitation

Section 4004.351. Definitions - Sec. 4004.351. DEFINITIONS. In this subchapter: (1) "Department" means the...

Section 4004.352. Reporting Suspected Financial Exploitation of Vulnerable Adults - Sec. 4004.352. REPORTING SUSPECTED FINANCIAL EXPLOITATION OF VULNERABLE ADULTS. (a)...

Section 4004.353. Form and Content of Report - Sec. 4004.353. FORM AND CONTENT OF REPORT. The board by...

Section 4004.354. Notifying Third Parties of Suspected Financial Exploitation of Vulnerable Adults - Sec. 4004.354. NOTIFYING THIRD PARTIES OF SUSPECTED FINANCIAL EXPLOITATION OF...

Section 4004.355. Temporary Hold on Transactions in Certain Cases of Suspected Financial Exploitation of Vulnerable Adults - Sec. 4004.355. TEMPORARY HOLD ON TRANSACTIONS IN CERTAIN CASES OF...

Section 4004.356. Immunity - Sec. 4004.356. IMMUNITY. (a) A securities professional or person serving...

Section 4004.357. Records - Sec. 4004.357. RECORDS. To the extent permitted by state or...