Sec. 4004.357. RECORDS. To the extent permitted by state or federal law, a dealer or investment adviser, on request, shall provide access to or copies of records relevant to the suspected financial exploitation of a vulnerable adult to the commissioner, the department, a law enforcement agency, or a prosecuting attorney's office, either as part of a report to the commissioner, department, law enforcement agency, or prosecuting attorney's office or at the request of the commissioner, department, law enforcement agency, or prosecuting attorney's office in accordance with an investigation.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter H. Requirements for Protection of Vulnerable Adults From Financial Exploitation
Section 4004.352. Reporting Suspected Financial Exploitation of Vulnerable Adults
Section 4004.353. Form and Content of Report
Section 4004.354. Notifying Third Parties of Suspected Financial Exploitation of Vulnerable Adults