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    • Legislation USA
    • Texas Statutes
    • Government Code
    • Title 12 - Securities Act
    • Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
    • Subchapter G. Notice Filings of Federal Covered Investment Advisers and Certain Representatives of Federal Covered Investment Advisers

    Texas Statutes
    Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
    Subchapter G. Notice Filings of Federal Covered Investment Advisers and Certain Representatives of Federal Covered Investment Advisers

    Section 4004.301. Applicability - Sec. 4004.301. APPLICABILITY. This subchapter does not apply to an...

    Section 4004.302. Notice Filing - Sec. 4004.302. NOTICE FILING. The board by rule shall authorize...

    Section 4004.303. Effective Date of Notice Filing - Sec. 4004.303. EFFECTIVE DATE OF NOTICE FILING. On the commissioner's...

    Section 4004.304. Renewal - Sec. 4004.304. RENEWAL. A federal covered investment adviser or a...

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