§ 7-11-504. Misleading filings.
In a document filed with the director or in a proceeding under this chapter, no person may make or cause to be made any untrue statement of material fact or omit or cause to be omitted a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.
History of Section.P.L. 1990, ch. 460, § 2.
Structure Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
Part V - Fraudulent and Other Prohibited Practices
Section 7-11-501. - Offers, sales, and purchases.
Section 7-11-502. - Market manipulation.
Section 7-11-503. - Prohibited transactions by investment advisers, federal covered advisers.
Section 7-11-504. - Misleading filings.
Section 7-11-505. - Unlawful representations concerning licensing, registration, or exemption.