Rhode Island General Laws
Chapter 7-11 - Rhode Island Uniform Securities Act
Part V - Fraudulent and Other Prohibited Practices

Section 7-11-501. - Offers, sales, and purchases. - § 7-11-501. Offers, sales, and purchases. In connection with the...

Section 7-11-502. - Market manipulation. - § 7-11-502. Market manipulation. (a) Without limiting the general applicability...

Section 7-11-503. - Prohibited transactions by investment advisers, federal covered advisers. - § 7-11-503. Prohibited transactions by investment advisers, federal covered advisers....

Section 7-11-504. - Misleading filings. - § 7-11-504. Misleading filings. In a document filed with the...

Section 7-11-505. - Unlawful representations concerning licensing, registration, or exemption. - § 7-11-505. Unlawful representations concerning licensing, registration, or exemption. (a)...