78A-9. Misleading filings.
It is unlawful for any person to make or cause to be made, in any document filed with the Administrator or in any proceeding under this Chapter, any statement which is, at the time and in the light of the circumstances under which it is made false or misleading in any material respect. (1973, c. 1380.)
Structure North Carolina General Statutes
North Carolina General Statutes
Chapter 78A - North Carolina Securities Act
Article 2 - Fraudulent and Other Prohibited Practices.
§ 78A-8 - Sales and purchases.
§ 78A-10 - Unlawful representations concerning registration or exemption.
§ 78A-11 - Unlawful telephone rooms.
§ 78A-12 - Manipulation of market.
§ 78A-13 - Disclosures required in offer and sale of viaticals.