North Carolina General Statutes
Chapter 78A - North Carolina Securities Act
Article 2 - Fraudulent and Other Prohibited Practices.

§ 78A-8 - Sales and purchases. - 78A-8. Sales and purchases. It is unlawful for any person,...

§ 78A-9 - Misleading filings. - 78A-9. Misleading filings. It is unlawful for any person to...

§ 78A-10 - Unlawful representations concerning registration or exemption. - 78A-10. Unlawful representations concerning registration or exemption. (a) Neither (i)...

§ 78A-11 - Unlawful telephone rooms. - 78A-11. Unlawful telephone rooms. It is unlawful for any person...

§ 78A-12 - Manipulation of market. - 78A-12. Manipulation of market. (a) In addition to the prohibitions...

§ 78A-13 - Disclosures required in offer and sale of viaticals. - 78A -13. Disclosures required in offer and sale of viaticals....

§ 78A-14 - Advertising of Viatical Settlement Contracts. - 78A-14. Advertising of Viatical Settlement Contracts. (a) The purpose of...