14-401.7. Persons, firms, banks and corporations dealing in securities on commission taxed as a private banker.
No person, bank, or corporation, without a license authorized by law, shall act as a stockbroker or private banker. Any person, bank, or corporation that deals in foreign or domestic exchange certificates of debt, shares in any corporation or charter companies, bank or other notes, for the purpose of selling the same or any other thing for commission or other compensation, or who negotiates loans upon real estate securities, shall be deemed a security broker. Any person, bank, or corporation engaged in the business of negotiating loans on any class of security or in discounting, buying or selling negotiable or other papers or credits, whether in an office for the purpose or elsewhere shall be deemed to be a private banker. Any person, firm, or corporation violating this section shall be guilty of a Class 3 misdemeanor and pay a fine of not less than one hundred ($100.00) nor more than five hundred dollars ($500.00) for each offense. (1939, c. 310, s. 1004; 1953, c. 970, s. 9; 1993, c. 539, s. 277; 1994, Ex. Sess., c. 24, s. 14(c).)
Structure North Carolina General Statutes
North Carolina General Statutes
Article 52 - Miscellaneous Police Regulations.
§ 14-381 - Desecration of State and United States flag.
§ 14-382 - Pollution of water on lands used for dairy purposes.
§ 14-383 - Cutting timber on town watershed without disposing of boughs and debris; misdemeanor.
§ 14-384 - Injuring notices and advertisements.
§ 14-385 - Defacing or destroying public notices and advertisements.
§ 14-391 - Usurious loans on household and kitchen furniture or assignment of wages.
§ 14-394 - Anonymous or threatening letters, mailing or transmitting.
§ 14-395 - Commercialization of American Legion emblem; wearing by nonmembers.
§ 14-395.1 - Sexual harassment.
§ 14-398 - Theft or destruction of property of public libraries, museums, etc.
§ 14-399.2 - Certain plastic yoke and ring type holding devices prohibited.
§ 14-400 - Tattooing; body piercing prohibited.
§ 14-401 - Putting poisonous foodstuffs, antifreeze, etc., in certain public places, prohibited.
§ 14-401.1 - Misdemeanor to tamper with examination questions.
§ 14-401.2 - Misdemeanor for detective to collect claims, accounts, etc.
§ 14-401.3 - Inscription on gravestone or monument charging commission of crime.
§ 14-401.6 - Unlawful to possess, etc., tear gas except for certain purposes.
§ 14-401.9 - Parking vehicle in private parking space without permission.
§ 14-401.11 - Distribution of certain food or beverage prohibited.
§ 14-401.12 - Soliciting charitable contributions by telephone.
§ 14-401.13 - Failure to give right to cancel in off-premises sales.
§ 14-401.14 - Ethnic intimidation; teaching any technique to be used for ethnic intimidation.
§ 14-401.15 - Telephone sales recovery services.
§ 14-401.16 - Contaminate food or drink to render one mentally incapacitated or physically helpless.
§ 14-401.17 - Unlawful removal or destruction of electronic dog collars.
§ 14-401.18 - Sale of certain packages of cigarettes prohibited.
§ 14-401.18A - Sale of certain e-liquid containers prohibited.
§ 14-401.19 - Filing false security agreements.
§ 14-401.20 - Defrauding drug and alcohol screening tests; penalty.
§ 14-401.21 - Practicing "rebirthing technique"; penalty.
§ 14-401.22 - Concealment of death; disturbing human remains; dismembering human remains.
§ 14-401.23 - Unlawful manufacture, sale, delivery, or possession of Salvia divinorum.
§ 14-401.24 - Unlawful possession and use of unmanned aircraft systems.
§ 14-401.25 - Unlawful distribution of images.
§ 14-401.26 - TNC driver failure to display license plate information.
§ 14-401.27 - Impersonation of a transportation network company driver.