Missouri Revised Statutes
Chapter 409 - Regulation of Securities
Section 409.838 - Service of process, appointment of commissioner as agent for service.

Effective - 28 Aug 1985
409.838. Service of process, appointment of commissioner as agent for service. — 1. Every applicant for registration under sections 409.800 to 409.863 shall file with the commissioner, in such form as he by rule prescribes, an irrevocable consent appointing the commissioner, or his successor in office, to be his attorney to receive service of any lawful process in any noncriminal suit, action, or proceeding against him, or his successor executor or administrator, which arises under sections 409.800 to 409.863, or any rule or order promulgated or issued under sections 409.800 to 409.863, after the consent has been filed, with the same force and validity as if served personally on the person filing the consent. Service may be made by leaving a copy of the process in the office of the commissioner, but it is not effective unless:
(1) The plaintiff, who may be the commissioner in a suit, action, or proceeding instituted by him, forthwith sends notice of the service and a copy of the process by registered mail to the defendant or respondent at his last address on file with the commissioner; and
(2) The plaintiff's affidavit of compliance with this subsection is filed in the case on or before the return day of the process, if any, or within such further time as the court allows.
2. When a person, including a nonresident of this state, engages in conduct prohibited or made actionable by sections 409.800 to 409.863, or any rule or order of the commissioner, the engaging in such conduct shall constitute the appointment of the commissioner as such person's attorney to receive service of any lawful process in a noncriminal proceeding against such person, his successor, or personal representative, which grows out of that conduct and which is brought under sections 409.800 to 409.863 or any rule or order of the commissioner with the same force and validity as if served personally.
3. Service under subsection 1 of this section may be made by leaving a copy of the process in the office of the commissioner, but it is not effective unless:
(1) The plaintiff, who may be the commissioner in a suit, action or proceeding instituted by him, forthwith sends notice of the service and a copy of the process by registered mail to the defendant or respondent at his last address known to the commissioner; and
(2) The plaintiff's affidavit of compliance with this subsection is filed in the case on or before the return day of the process, if any, or within such further time as the court allows.
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(L. 1985 H.B. 409 & 532 § 16)

Structure Missouri Revised Statutes

Missouri Revised Statutes

Title XXVI - Trade and Commerce

Chapter 409 - Regulation of Securities

Section 409.107 - Investment firms, legal firms, other persons shall not be involved with issuance of bonds, when.

Section 409.108 - Tampering with securities documents or impeding investigations prohibited.

Section 409.109 - Penalty.

Section 409.111 - Commissioner of securities may investigate violations.

Section 409.112 - Commissioner of securities may seek relief for violations, when.

Section 409.113 - Commissioner of securities may issue orders, when.

Section 409.114 - Duties and powers of commissioner of securities.

Section 409.500 - Short title.

Section 409.506 - Definitions.

Section 409.511 - Requirements, offeror must send registration statement — solicitations, recommendations, file with commissioner.

Section 409.516 - Registration statement, contents — material changes, notice to commissioner, how.

Section 409.521 - Commissioner may make investigations, seek injunctions, when.

Section 409.526 - Penalties.

Section 409.531 - Commissioner may promulgate rules, establish fees.

Section 409.536 - Attorney general may prosecute, how.

Section 409.541 - Secretary of state deemed offeror's agent, when — service of process, how, effective when.

Section 409.546 - Fraudulent practices not allowed, solicitation of offerees.

Section 409.551 - Exceptions.

Section 409.556 - Construction of statutes.

Section 409.561 - Additional requirements, when applicable.

Section 409.566 - Unlawful practices, offeree may bring suit, damages, attorney fees.

Section 409.600 - Citation of law.

Section 409.605 - Definitions.

Section 409.610 - Financial exploitation, notification of agencies and family members.

Section 409.615 - Refusal of request for disbursement or transaction, when — expiration.

Section 409.620 - Immunity from liability, when.

Section 409.625 - Records, provided to agencies or law enforcement, when.

Section 409.630 - Website for training resources to prevent and detect financial exploitation.

Section 409.800 - Definitions.

Section 409.803 - Prohibited contracts — exemptions.

Section 409.806 - Exempt transaction — rules, generally, this chapter, procedure.

Section 409.808 - Commodity merchants — license required, boards of trade — designation required.

Section 409.810 - Prohibited acts.

Section 409.813 - Principals, agents, joint and several liability — when.

Section 409.816 - Applicability of other laws.

Section 409.818 - Intent of law.

Section 409.820 - Investigations by commissioner, subpoena powers — judicial enforcement.

Section 409.823 - Violations — powers of commissioner.

Section 409.826 - Violations of domestic or foreign laws, rules — legal and equitable remedies.

Section 409.828 - Penalties.

Section 409.830 - Insiders — restricted use of information, data to be public, exceptions.

Section 409.833 - Cooperation with other jurisdictions, agencies.

Section 409.836 - General authority of commissioner.

Section 409.838 - Service of process, appointment of commissioner as agent for service.

Section 409.840 - Application of sections 409.803, 409.808, 409.810, offers to sell, buy — where deemed made.

Section 409.843 - Administrative procedure, notice of intent, summary order, notice, hearing.

Section 409.846 - Judicial review of commissioner's orders — procedure — standard of review.

Section 409.848 - Exemptions — burden of proof.

Section 409.850 - Broker-dealers, sales representatives — applications for licenses — fees.

Section 409.853 - Examinations.

Section 409.856 - Licenses — effective date — expiration — classification, sales representatives — restrictions — exceptions.

Section 409.858 - Annual report, records — amendment, broker — dealers — capital requirements — fidelity bonds — financial reports.

Section 409.860 - Records — examination without notice — fees.

Section 409.863 - Licenses — denial, suspension, revocation, limitations, cancellation — grounds.

Section 409.950 - Fiduciaries and employee retirement systems, investment in certain multinational development banks authorized.

Section 409.1000 - Business opportunities — definitions.

Section 409.1003 - Practices prohibited — penalty.

Section 409.1006 - Civil remedies.

Section 409.1-101 - Short title.

Section 409.1-102 - Definitions.

Section 409.1-103 - References to federal statutes.

Section 409.1-104 - References to federal agencies.

Section 409.1-105 - Electronic records and signatures.

Section 409.2-201 - Exempt securities.

Section 409.2-202 - Exempt transactions.

Section 409.2-203 - Additional exemptions and waivers.

Section 409.2-204 - Denial, suspension, revocation, condition, or limitation of exemptions.

Section 409.3-301 - Securities registration requirement.

Section 409.3-302 - Notice filing.

Section 409.3-303 - Securities registration by coordination.

Section 409.3-304 - Securities registration by qualification.

Section 409.3-305 - Securities registration filings.

Section 409.3-306 - Denial, suspension, and revocation of securities registration.

Section 409.3-307 - Waiver and modification.

Section 409.4-401 - Broker-dealer registration requirement and exemptions.

Section 409.4-402 - Agent registration requirement and exemptions.

Section 409.4-403 - Investment adviser registration requirement and exemptions.

Section 409.4-404 - Investment adviser representative registration requirement and exemptions.

Section 409.4-405 - Federal covered investment adviser notice filing requirement.

Section 409.4-406 - Registration by broker-dealer, agent, investment adviser, and investment adviser representative.

Section 409.4-407 - Succession and change in registration of broker-dealer or investment adviser.

Section 409.4-408 - Termination of employment or association of agent and investment adviser representative and transfer of employment or association.

Section 409.4-409 - Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.

Section 409.4-410 - Filing fees.

Section 409.4-411 - Postregistration requirements.

Section 409.4-412 - Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.

Section 409.5-501 - General fraud.

Section 409.5-502 - Prohibited conduct in providing investment advice.

Section 409.5-503 - Evidentiary burden.

Section 409.5-504 - Filing of sales and advertising literature.

Section 409.5-505 - Misleading filings.

Section 409.5-506 - Misrepresentations concerning registration or exemption.

Section 409.5-507 - Qualified immunity.

Section 409.5-508 - Criminal penalties.

Section 409.5-509 - Civil liability.

Section 409.5-510 - Rescission offers.

Section 409.6-601 - Administration.

Section 409.6-602 - Investigations and subpoenas.

Section 409.6-603 - Civil enforcement.

Section 409.6-604 - Administrative enforcement.

Section 409.6-605 - Rules, forms, orders, interpretive opinions, and hearings.

Section 409.6-606 - Administrative files and opinions.

Section 409.6-607 - Public records; confidentiality.

Section 409.6-608 - Uniformity and cooperation with other agencies.

Section 409.6-609 - Judicial review.

Section 409.6-610 - Jurisdiction.

Section 409.6-611 - Service of process.

Section 409.6-612 - Severability clause.

Section 409.7-701 - Effective date.

Section 409.7-702 - Repeals.

Section 409.7-703 - Application of act to existing proceedings and existing rights and duties.