Mississippi Code
Article 4 - Broker-dealers, agents, investment advisers, investment adviser representatives, and federal covered investment advisers
§ 75-71-410. Fees

Fee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:
Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.

Structure Mississippi Code

Mississippi Code

Title 75 - Regulation of Trade, Commerce and Investments

Chapter 71 - Mississippi Securities Act of 2010

Article 4 - Broker-dealers, agents, investment advisers, investment adviser representatives, and federal covered investment advisers

§ 75-71-401. Broker-dealer registration requirement and exemptions

§ 75-71-402. Agent registration requirement and exemptions

§ 75-71-403. Investment adviser registration requirement and exemptions

§ 75-71-404. Investment adviser representative registration requirement and exemptions

§ 75-71-405. Federal covered investment adviser notice filing requirement

§ 75-71-406. Registration by broker-dealer, agent, investment adviser, and investment adviser representative

§ 75-71-407. Succession and change in registration of broker-dealer or investment adviser

§ 75-71-408. Termination of employment or association of agent and investment adviser representative and transfer of employment or association

§ 75-71-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative

§ 75-71-410. Fees

§ 75-71-411. Postregistration requirements

§ 75-71-412. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration

§ 75-71-413. Prevention of financial exploitation of vulnerable persons; certain broker-dealers and investment advisers required to file report under Mississippi Vulnerable Persons Act must forward copy of report to administrator; initiation of inter...