Required fees for notice filing for federal covered securities under Section 18(b)(2).- The initial filing fee for a notice filing with respect to a federal covered security described in subsection (a) of Section 75-71-302 is one-tenth (1/10) of one percent (1%) of the dollar amount of the offering to be registered with a minimum fee of Three Hundred Dollars ($300.00) and a maximum fee of One Thousand Dollars ($1,000.00). The renewal fee for a notice filing with respect to a federal covered security described in subsection (a) of Section 75-71-302 is one-tenth (1/10) of one percent (1%) of the amount sold in the state with a minimum fee of Three Hundred Dollars ($300.00) and a maximum fee of One Thousand Dollars ($1,000.00).
Required fees for notice filings for federal covered securities.- The filing fee for a notice filing with respect to a security that is a federal covered security under the Securities Act of 1933 (15 USC Section 77r) is Three Hundred Dollars ($300.00). The fee for a late filing, which is an additional fee, is one percent (1%) of the dollar amount of the offering sold in the state up to a maximum of Five Thousand Dollars ($5,000.00).
Required fees for securities registration filings under Section 75-71-305. -
Structure Mississippi Code
Title 75 - Regulation of Trade, Commerce and Investments
Chapter 71 - Mississippi Securities Act of 2010
Article 3 - Registration of securities and notice filing of federal covered securities
§ 75-71-301. Securities registration requirement
§ 75-71-303. Securities registration by coordination
§ 75-71-304. Securities registration by qualification
§ 75-71-305. Securities registration filings
§ 75-71-306. Denial, suspension, and revocation of securities registration