Massachusetts General Laws
Title XV - Regulation of Trade
Chapter 110a - Uniform Securities Act

Section 101 - Sales and Purchases - Section 101. It is unlawful for any person, in connection...

Section 102 - Advisory Activities - Section 102. It is unlawful for any person who receives,...

Section 201 - Registration Requirement - Section 201. (a) It is unlawful for any person to...

Section 202 - Registration Procedure - Section 202. (a) A broker-dealer, agent, investment adviser or investment...

Section 203 - Post–registration Provisions - Section 203. (a) Every registered broker-dealer and investment adviser shall...

Section 203a - Document Disclosing Material Facts - Section 203A. (a) Each investment adviser registered under this chapter...

Section 204 - Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration - Section 204. (a) The secretary may by order impose an...

Section 301 - Registration Requirement - Section 301. It is unlawful for any person to offer...

Section 302 - Registration by Coordination - Section 302. (a) Any security for which a registration statement...

Section 303 - Registration by Qualification - Section 303. (a) Any security may be registered by qualification....

Section 304 - Provisions Applicable to Registration Generally - Section 304. (a) A registration statement may be filed by...

Section 305 - Denial, Suspension, and Revocation of Registration - Section 305. (a) The secretary may issue a stop order...

Section 306 - Federal Covered Securities - Section 306. (a) Covered securities under section 18(b)(2) of the...

Section 401 - Definitions - Section 401. When used in this chapter, unless the context...

Section 402 - Exemptions - Section 402. (a) The following securities are exempted from sections...

Section 403 - Filing of Sales and Advertising Literature - Section 403. The secretary by rule or order may require...

Section 404 - Misleading Filings - Section 404. It is unlawful for any person to make...

Section 405 - Unlawful Representations Concerning Registration or Exemption - Section 405. (a) Neither (1) the fact that an application...

Section 406 - Administration of Chapter - Section 406. (a) This chapter shall be administered by the...

Section 407 - Investigations and Subpoenas - Section 407. (a) The secretary in his discretion (1) may...

Section 407a - Violations; Cease and Desist Orders; Costs - Section 407A. (a) If the secretary determines, after notice and...

Section 408 - Injunctions - Section 408. Whenever it appears to the secretary that any...

Section 409 - Criminal Penalties - Section 409. (a) Any person who willfully violates any provision...

Section 410 - Civil Liabilities - Section 410. (a) Any person who (1) offers or sells...

Section 411 - Judicial Review of Orders - Section 411. (a) Any person aggrieved by a final decision...

Section 412 - Rules, Forms, Orders, and Hearings - Section 412. (a) The secretary may from time to time...

Section 413 - Administrative Files and Opinions - Section 413. (a) A document is filed when it is...

Section 414 - Scope of the Act and Service of Process - Section 414. (a) Sections 101, 201(a), 301, 405, and 410...

Section 415 - Statutory Policy - Section 415. This chapter shall be so construed as to...

Section 416 - Short Title - Section 416. This chapter may be cited as the Uniform...

Section 417 - Severability of Provisions - Section 417. If any provision of this chapter or the...