(a) Except as provided in § 11–510.1 of this subtitle, a person filing an application to register securities shall pay a fee of 0.1 percent of the maximum aggregate offering price at which the securities are to be offered in this State, but the fee may not be less than $500 or more than $1,500.
(b) (1) Except as provided in paragraph (2) of this subsection, a person required to submit a filing in accordance with an exemption granted under this title shall pay a fee of $400 for each filing.
(2) A person required to submit a filing in accordance with the exemption granted under § 11–601(16) of this title shall pay a fee of $100 for each filing.
(3) A person required to submit a notice of the offer or sale of federal covered securities under § 11–503.1(c) of this subtitle shall pay:
(i) A fee of $100 for each filing; and
(ii) An additional fee of $150 for each filing made after the filing due date.
(c) The Commissioner shall retain the fee, if:
(1) An application to register securities is withdrawn before the effective date;
(2) A notice of the offer or sale of a federal covered security is withdrawn; or
(3) A preeffective stop order is entered under §§ 11–511 through 11–513 of this subtitle.
Structure Maryland Statutes
Title 11 - Maryland Securities Act
Subtitle 5 - Registration of Securities
Section 11-501 - Registration Requirement
Section 11-502 - Registration by Notification
Section 11-503 - Registration by Coordination
Section 11-503.1 - Filing of Documents and Fees Required; Stop Orders
Section 11-504 - Registration by Qualification
Section 11-505 - Filing of Registration Statement
Section 11-507 - Matters Required to Be Specified in Registration Statement
Section 11-509 - Reports by Person Filing Registration Statement
Section 11-510 - Amendment of Registration Statement to Increase Securities Proposed to Be Offered
Section 11-510.1 - Registration of Indefinite Amount of Securities
Section 11-511 - Denial, Suspension, and Revocation of Registration
Section 11-512 - Summary Postponement or Suspension