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Section 11-501 - Registration Requirement - A person may not offer or sell any security in...
Section 11-502 - Registration by Notification - (a) The following securities may be registered by notification, whether...
Section 11-503 - Registration by Coordination - (a) Any security for which a registration statement has been...
Section 11-503.1 - Filing of Documents and Fees Required; Stop Orders - (a) A person may not offer or sell a federal...
Section 11-504 - Registration by Qualification - (a) Any security may be registered by qualification. (b) A...
Section 11-505 - Filing of Registration Statement - (a) A registration statement may be filed by the issuer,...
Section 11-506 - Filing Fee - (a) Except as provided in § 11–510.1 of this subtitle,...
Section 11-507 - Matters Required to Be Specified in Registration Statement - (a) Every registration statement shall specify: (1) The amount of...
Section 11-508 - Effective Period of Registration Statement; Withdrawal of Registration Statement; Abandonment of Registration Statement - (a) A registration statement remains effective for 1 year after...
Section 11-509 - Reports by Person Filing Registration Statement - As long as a registration statement registered by qualification or...
Section 11-510 - Amendment of Registration Statement to Increase Securities Proposed to Be Offered - (a) A registration statement relating to a security registered under...
Section 11-510.1 - Registration of Indefinite Amount of Securities - (a) A face–amount certificate company, an open–end management company, a...
Section 11-511 - Denial, Suspension, and Revocation of Registration - (a) The Commissioner may issue a stop order denying effectiveness...
Section 11-512 - Summary Postponement or Suspension - (a) The Commissioner by order summarily may postpone or suspend...
Section 11-513 - Prerequisites to Stop Order - A stop order may not be entered under any part...
Section 11-514 - Vacation or Modification of Stop Order - The Commissioner may vacate or modify a stop order if...