An order may not be entered under any part of §§ 11-412 through 11-415 of this subtitle, except § 11-413(a), without:
(1) Appropriate prior notice to the applicant or registrant, or person submitting a notice filing, as well as the employer or prospective employer if the applicant or registrant is an agent or investment adviser representative;
(2) Opportunity for hearing; and
(3) Written findings of fact and conclusions of law.
Structure Maryland Statutes
Title 11 - Maryland Securities Act
Section 11-401 - Transaction of Business by Unregistered Person Unlawful
Section 11-402 - Agent Required to Be Registered
Section 11-405 - Application; Effective Date of Registration
Section 11-406 - Renewal Registration
Section 11-409 - Capital and Financial Requirements
Section 11-411 - Post-Registration Provisions
Section 11-412 - Denial, Revocation, or Suspension of Registration
Section 11-413 - Summary Postponement or Suspension
Section 11-414 - Cancellation of Registration or Application; Abandonment of Notice Filing
Section 11-415 - Withdrawal From Registration