(a) (1) An applicant for initial or renewal registration as a broker–dealer shall pay a fee of $250.
(2) (i) An applicant for initial or renewal registration or transfer of registration as an agent shall pay a fee of $50.
(ii) From the fee paid under this paragraph, $15 shall be distributed to the Securities Act Registration Fund established under § 11–208 of this title.
(b) (1) An applicant for initial or renewal registration as an investment adviser shall pay a fee of $300.
(2) A federal covered adviser filing notice under § 11–405(b) of this subtitle shall pay an initial fee of $300 and a renewal fee of $300.
(3) A private fund adviser filing notice under § 11–405(c) of this subtitle shall pay an initial fee of $300 and a renewal fee of $300.
(4) An applicant for initial or renewal registration or transfer of registration as an investment adviser representative shall pay a fee of $50.
(c) The Commissioner by rule may waive or reduce for any class of applicant the application of the fee requirements set forth in subsection (b) of this section.
(d) If an application is denied or an application or notice filing is withdrawn, the Commissioner shall retain the fee.
Structure Maryland Statutes
Title 11 - Maryland Securities Act
Section 11-401 - Transaction of Business by Unregistered Person Unlawful
Section 11-402 - Agent Required to Be Registered
Section 11-405 - Application; Effective Date of Registration
Section 11-406 - Renewal Registration
Section 11-409 - Capital and Financial Requirements
Section 11-411 - Post-Registration Provisions
Section 11-412 - Denial, Revocation, or Suspension of Registration
Section 11-413 - Summary Postponement or Suspension
Section 11-414 - Cancellation of Registration or Application; Abandonment of Notice Filing
Section 11-415 - Withdrawal From Registration