Maine Revised Statutes
TITLE 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED)

32 §10205. Unlawful representations concerning licensing, registration or exemption (REPEALED) - §10205. Unlawful representations concerning licensing, registration or exemption (REPEALED) SECTION...

Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS

32 §10301. Broker-dealer and sales representative licensing requirement (REPEALED) - §10301. Broker-dealer and sales representative licensing requirement (REPEALED) SECTION HISTORY...

32 §10302. Exempt broker-dealers and sales representatives (REPEALED) - §10302. Exempt broker-dealers and sales representatives (REPEALED) SECTION HISTORY PL...

32 §10303. Investment adviser and investment adviser representative licensing requirement (REPEALED) - §10303. Investment adviser and investment adviser representative licensing requirement (REPEALED)...

32 §10304. Exempt investment advisers (REPEALED) - §10304. Exempt investment advisers (REPEALED) SECTION HISTORY PL 1985, c....

32 §10305. Application (REPEALED) - §10305. Application (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10305-A. Notice filing (REPEALED) - §10305-A. Notice filing (REPEALED) SECTION HISTORY PL 1997, c. 168,...

32 §10306. Fees (REPEALED) - §10306. Fees (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10307. Examinations (REPEALED) - §10307. Examinations (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10308. Licensing (REPEALED) - §10308. Licensing (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10309. Annual report and fee (REPEALED) - §10309. Annual report and fee (REPEALED) SECTION HISTORY PL 1985,...

32 §10310. Post-licensing requirements (REPEALED) - §10310. Post-licensing requirements (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10311. Successor firms (REPEALED) - §10311. Successor firms (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10312. Inspection power (REPEALED) - §10312. Inspection power (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10313. Grounds for denial, suspension, revocation, cancellation and withdrawal (REPEALED) - §10313. Grounds for denial, suspension, revocation, cancellation and withdrawal (REPEALED)...

32 §10314. Custody of clients' securities and funds (REPEALED) - §10314. Custody of clients' securities and funds (REPEALED) SECTION HISTORY...

Subchapter 4: REGISTRATION OF SECURITIES

32 §10401. Registration requirement (REPEALED) - §10401. Registration requirement (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10402. Registration by notification (REPEALED) - §10402. Registration by notification (REPEALED) SECTION HISTORY PL 1985, c....

32 §10403. Registration by coordination (REPEALED) - §10403. Registration by coordination (REPEALED) SECTION HISTORY PL 1985, c....

32 §10404. Registration by qualification (REPEALED) - §10404. Registration by qualification (REPEALED) SECTION HISTORY PL 1985, c....

32 §10405. Provisions applicable to registration generally (REPEALED) - §10405. Provisions applicable to registration generally (REPEALED) SECTION HISTORY PL...

32 §10406. Denial, suspension and revocation of registration (REPEALED) - §10406. Denial, suspension and revocation of registration (REPEALED) SECTION HISTORY...

Subchapter 5: GENERAL PROVISIONS

32 §10501. Definitions (REPEALED) - §10501. Definitions (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10502. Exemptions (REPEALED) - §10502. Exemptions (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10503. Filing of sales and advertising literature (REPEALED) - §10503. Filing of sales and advertising literature (REPEALED) SECTION HISTORY...

32 §10504. Filing of sales and advertising literature (REPEALED) - §10504. Filing of sales and advertising literature (REPEALED) SECTION HISTORY...

32 §10505. Federal covered securities (REPEALED) - §10505. Federal covered securities (REPEALED) SECTION HISTORY PL 1997, c....

Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY

32 §10601. Investigations (REPEALED) - §10601. Investigations (REPEALED) SECTION HISTORY PL 1985, c. 400, §2...

32 §10602. Enforcement of Act (REPEALED) - §10602. Enforcement of Act (REPEALED) SECTION HISTORY PL 1985, c....

32 §10603. Power of court to grant relief (REPEALED) - §10603. Power of court to grant relief (REPEALED) SECTION HISTORY...

32 §10604. Criminal penalties (REPEALED) - §10604. Criminal penalties (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10605. Civil liability (REPEALED) - §10605. Civil liability (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10606. Civil statute of limitations (REPEALED) - §10606. Civil statute of limitations (REPEALED) SECTION HISTORY PL 1985,...

32 §10607. Rescission and settlement offers (REPEALED) - §10607. Rescission and settlement offers (REPEALED) SECTION HISTORY PL 1985,...

32 §10607-A. Right to rescission applicable to sales of viatical settlement contracts (REPEALED) - §10607-A. Right to rescission applicable to sales of viatical settlement...

32 §10608. Miscellaneous provisions (REPEALED) - §10608. Miscellaneous provisions (REPEALED) SECTION HISTORY PL 1985, c. 400,...

Subchapter 7: ADMINISTRATION

32 §10701. Administration of Act (REPEALED) - §10701. Administration of Act (REPEALED) SECTION HISTORY PL 1985, c....

32 §10702. Cooperation with other agencies (REPEALED) - §10702. Cooperation with other agencies (REPEALED) SECTION HISTORY PL 1985,...

32 §10703. General authority to adopt rules, forms and orders (REPEALED) - §10703. General authority to adopt rules, forms and orders (REPEALED)...

32 §10704. Consent to service of process (REPEALED) - §10704. Consent to service of process (REPEALED) SECTION HISTORY PL...

32 §10705. Advisory rulings; declaratory rulings (REPEALED) - §10705. Advisory rulings; declaratory rulings (REPEALED) SECTION HISTORY PL 1985,...

32 §10706. Administrative files (REPEALED) - §10706. Administrative files (REPEALED) SECTION HISTORY PL 1985, c. 400,...

32 §10707. Scope of the Act (REPEALED) - §10707. Scope of the Act (REPEALED) SECTION HISTORY PL 1985,...

32 §10708. Procedure for entry of an order (REPEALED) - §10708. Procedure for entry of an order (REPEALED) SECTION HISTORY...

32 §10709. Judicial review of orders (REPEALED) - §10709. Judicial review of orders (REPEALED) SECTION HISTORY PL 1985,...

32 §10710. Repeal and saving provisions (REPEALED) - §10710. Repeal and saving provisions (REPEALED) SECTION HISTORY PL 1985,...

32 §10711. Acts of Superintendent of Financial Institutions (REPEALED) - §10711. Acts of Superintendent of Financial Institutions (REPEALED) SECTION HISTORY...

32 §10712. Authority to change fees (REPEALED) - §10712. Authority to change fees (REPEALED) SECTION HISTORY PL 1993,...

32 §10713. Operating fund (REPEALED) - §10713. Operating fund (REPEALED) SECTION HISTORY PL 1993, c. 410,...

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Maine Revised Statutes TITLE 32: PROFESSIONS AND OCCUPATIONS Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED)

Maine Revised Statutes
TITLE 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (REPEALED)