§8-1407. Authenticating trustee, transfer agent and registrar
A person acting as authenticating trustee, transfer agent, registrar or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions. [PL 1997, c. 429, Pt. B, §2 (NEW).]
SECTION HISTORY
PL 1997, c. 429, §B2 (NEW).
Structure Maine Revised Statutes
TITLE 11: UNIFORM COMMERCIAL CODE
Article 8-A: INVESTMENT SECURITIES
11 §8-1401. Duty of issuer to register transfer
11 §8-1402. Assurance that indorsement or instruction is effective
11 §8-1403. Demand that issuer not register transfer
11 §8-1404. Wrongful registration
11 §8-1405. Replacement of lost, destroyed or wrongfully taken security certificate
11 §8-1406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate
11 §8-1407. Authenticating trustee, transfer agent and registrar