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Part 1: SHORT TITLE AND GENERAL MATTERS
11 §8-1101. Short title - §8-1101. Short title This Article may be known and cited...
11 §8-1102. Definitions - §8-1102. Definitions (1). As used in this Article, unless the...
11 §8-1103. Rules for determining whether certain obligations and interests are securities or financial assets - §8-1103. Rules for determining whether certain obligations and interests are...
11 §8-1104. Acquisition of security or financial asset or interest in a security or financial asset - §8-1104. Acquisition of security or financial asset or interest in...
11 §8-1105. Notice of adverse claim - §8-1105. Notice of adverse claim (1). A person has notice...
11 §8-1106. Control - §8-1106. Control (1). A purchaser has control of a certificated...
11 §8-1107. Whether indorsement, instruction or entitlement order is effective - §8-1107. Whether indorsement, instruction or entitlement order is effective (1)....
11 §8-1108. Warranties in direct holding - §8-1108. Warranties in direct holding (1). A person who transfers...
11 §8-1109. Warranties in indirect holding - §8-1109. Warranties in indirect holding (1). A person who originates...
11 §8-1110. Applicability; choice of law - §8-1110. Applicability; choice of law (1). The local law of...
11 §8-1111. Clearing corporation rules - §8-1111. Clearing corporation rules A rule adopted by a clearing...
11 §8-1112. Creditor's legal process - §8-1112. Creditor's legal process (1). The interest of a debtor...
11 §8-1113. Statute of frauds inapplicable - §8-1113. Statute of frauds inapplicable A contract or modification of...
11 §8-1114. Evidentiary rules concerning certificated securities - §8-1114. Evidentiary rules concerning certificated securities (1). The following rules...
11 §8-1115. Securities intermediary and others not liable to adverse claimant - §8-1115. Securities intermediary and others not liable to adverse claimant...
11 §8-1116. Securities intermediary as purchaser for value - §8-1116. Securities intermediary as purchaser for value A securities intermediary...
Part 2: ISSUE AND ISSUER
11 §8-1201. Issuer - §8-1201. Issuer (1). With respect to an obligation on or...
11 §8-1202. Issuer's responsibility and defenses; notice of defect or defense - §8-1202. Issuer's responsibility and defenses; notice of defect or defense...
11 §8-1203. Staleness as notice of defect or defense - §8-1203. Staleness as notice of defect or defense After an...
11 §8-1204. Effect of issuer's restriction on transfer - §8-1204. Effect of issuer's restriction on transfer A restriction on...
11 §8-1205. Effect of unauthorized signature on security certificate - §8-1205. Effect of unauthorized signature on security certificate An unauthorized...
11 §8-1206. Completion or alteration of security certificate - §8-1206. Completion or alteration of security certificate (1). If a...
11 §8-1207. Rights and duties of issuer with respect to registered owners - §8-1207. Rights and duties of issuer with respect to registered...
11 §8-1208. Effect of signature of authenticating trustee, registrar or transfer agent - §8-1208. Effect of signature of authenticating trustee, registrar or transfer...
11 §8-1209. Issuer's lien - §8-1209. Issuer's lien A lien in favor of an issuer...
11 §8-1210. Overissue - §8-1210. Overissue (1). In this section, "overissue" means the issue...
Part 3: TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES
11 §8-1301. Delivery - §8-1301. Delivery (1). Delivery of a certificated security to a...
11 §8-1302. Rights of purchaser - §8-1302. Rights of purchaser (1). Except as otherwise provided in...
11 §8-1303. Protected purchaser - §8-1303. Protected purchaser (1). "Protected purchaser" means a purchaser of...
11 §8-1304. Indorsement - §8-1304. Indorsement (1). An indorsement may be in blank or...
11 §8-1305. Instruction - §8-1305. Instruction (1). If an instruction has been originated by...
11 §8-1306. Effect of guaranteeing signature, indorsement or instruction - §8-1306. Effect of guaranteeing signature, indorsement or instruction (1). A...
11 §8-1307. Purchaser's right to requisites for registration of transfer - §8-1307. Purchaser's right to requisites for registration of transfer Unless...
Part 4: REGISTRATION
11 §8-1401. Duty of issuer to register transfer - §8-1401. Duty of issuer to register transfer (1). If a...
11 §8-1402. Assurance that indorsement or instruction is effective - §8-1402. Assurance that indorsement or instruction is effective (1). An...
11 §8-1403. Demand that issuer not register transfer - §8-1403. Demand that issuer not register transfer (1). A person...
11 §8-1404. Wrongful registration - §8-1404. Wrongful registration (1). Except as otherwise provided in section...
11 §8-1405. Replacement of lost, destroyed or wrongfully taken security certificate - §8-1405. Replacement of lost, destroyed or wrongfully taken security certificate...
11 §8-1406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate - §8-1406. Obligation to notify issuer of lost, destroyed or wrongfully...
11 §8-1407. Authenticating trustee, transfer agent and registrar - §8-1407. Authenticating trustee, transfer agent and registrar A person acting...
Part 5: SECURITY ENTITLEMENTS
11 §8-1501. Securities account; acquisition of security entitlement from securities intermediary - §8-1501. Securities account; acquisition of security entitlement from securities intermediary...
11 §8-1502. Assertion of adverse claim against entitlement holder - §8-1502. Assertion of adverse claim against entitlement holder An action...
11 §8-1503. Property interest of entitlement holder in financial asset held by securities intermediary - §8-1503. Property interest of entitlement holder in financial asset held...
11 §8-1504. Duty of securities intermediary to maintain financial asset - §8-1504. Duty of securities intermediary to maintain financial asset (1)....
11 §8-1505. Duty of securities intermediary with respect to payments and distributions - §8-1505. Duty of securities intermediary with respect to payments and...
11 §8-1506. Duty of securities intermediary to exercise rights as directed by entitlement holder - §8-1506. Duty of securities intermediary to exercise rights as directed...
11 §8-1507. Duty of securities intermediary to comply with entitlement order - §8-1507. Duty of securities intermediary to comply with entitlement order...
11 §8-1508. Duty of securities intermediary to change entitlement holder's position to other form of security holding - §8-1508. Duty of securities intermediary to change entitlement holder's position...
11 §8-1509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder - §8-1509. Specification of duties of securities intermediary by other statute...
11 §8-1510. Rights of purchaser of security entitlement from entitlement holder - §8-1510. Rights of purchaser of security entitlement from entitlement holder...
11 §8-1511. Priority among security interests and entitlement holders - §8-1511. Priority among security interests and entitlement holders (1). Except...