Hawaii Revised Statutes
485A. Uniform Securities Act
485A-101 Short title.

§485A-101 Short title. This chapter shall be known and may be cited as the Uniform Securities Act (2002). [L 2006, c 229, pt of §1]

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Structure Hawaii Revised Statutes

Hawaii Revised Statutes

Title 26. Trade Regulation and Practice

485A. Uniform Securities Act

485A-101 Short title.

485A-102 Definitions.

485A-103 References to federal statutes.

485A-104 References to federal agencies.

485A-105 Electronic records and signatures.

485A-201 Exempt securities.

485A-202 Exempt transactions.

485A-203 Additional exemptions and waivers.

485A-204 Denial, suspension, revocation, condition, or limitation of exemptions.

485A-301 Securities registration requirement.

485A-302 Notice filing.

485A-303 Securities registration by qualification.

485A-304 Securities registration filings.

485A-305 Denial, suspension, and revocation of securities registration.

485A-306 Waiver and modification.

485A-401 Broker-dealer registration requirement and exemptions.

485A-402 Agent registration requirement and exemptions.

485A-403 Investment adviser registration requirement and exemptions.

485A-404 Investment adviser representative registration requirement and exemptions.

485A-405 Federal covered investment adviser notice filing requirement.

485A-406 Registration by broker-dealer, agent, investment adviser, and investment adviser representative.

485A-407 Succession and change in registration of broker-dealer or investment adviser.

485A-408 Termination of employment or association of agent and investment adviser representative; transfer of employment or association.

485A-409 Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.

485A-410 Filing fees.

485A-411 Postregistration requirements.

485A-412 Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.

485A-501 General fraud.

485A-502 Prohibited conduct in providing investment advice.

485A-503 Evidentiary burden.

485A-504 Filing of sales and advertising literature.

485A-505 Misleading filings.

485A-506 Misrepresentations concerning registration or exemption.

485A-507 Qualified immunity.

485A-508 Criminal penalties.

485A-509 Civil liability.

485A-510 Rescission offers.

485A-601 Commissioner of securities.

485A-602 Investigations and subpoenas.

485A-603 Civil enforcement.

485A-603.5 Additional civil penalties for securities violations committed against elders.

485A-604 Administrative enforcement.

485A-604.5 Additional administrative penalties for securities violations committed against elders. If a person commits a violation under this chapter and the violation is directed toward, targets, or is committed against a person who at the time of t...

485A-605 Venue.

485A-606 Rules, forms, orders, interpretative opinions, and hearings.

485A-607 Administrative files and opinions.

485A-608 Public records; confidentiality.

485A-609 Appeals to court, first circuit; time; bonds; costs; decree; further appeal.

485A-610 Service of process.

485A-701 Application of act to existing proceeding and existing rights and duties.

485A-801 Definitions.

485A-802 Governmental disclosures.

485A-803 Immunity for governmental disclosures.

485A-804 Third-party disclosures.

485A-805 Immunity for third-party disclosures.

485A-806 Delaying disbursements or transactions.

485A-807 Immunity for delaying disbursements or transactions.

485A-808 Records.

485A-809 Multiple duties to report.