Hawaii Revised Statutes
Title 26. Trade Regulation and Practice
485A. Uniform Securities Act

485A-204 Denial, suspension, revocation, condition, or limitation of exemptions. - §485A-204 Denial, suspension, revocation, condition, or limitation of exemptions. Except...

485A-301 Securities registration requirement. - §485A-301 Securities registration requirement. It is unlawful for a person...

485A-302 Notice filing. - §485A-302 Notice filing. (a) With respect to a federal covered...

485A-303 Securities registration by qualification. - §485A-303 Securities registration by qualification. (a) A security may be...

485A-304 Securities registration filings. - §485A-304 Securities registration filings. (a) A registration statement may be...

485A-305 Denial, suspension, and revocation of securities registration. - §485A-305 Denial, suspension, and revocation of securities registration. (a) The...

485A-306 Waiver and modification. - §485A-306 Waiver and modification. The commissioner, in the commissioner's sole...

485A-401 Broker-dealer registration requirement and exemptions. - §485A-401 Broker-dealer registration requirement and exemptions. (a) It is unlawful...

485A-402 Agent registration requirement and exemptions. - §485A-402 Agent registration requirement and exemptions. (a) It is unlawful...

485A-403 Investment adviser registration requirement and exemptions. - §485A-403 Investment adviser registration requirement and exemptions. (a) It is...

485A-404 Investment adviser representative registration requirement and exemptions. - §485A-404 Investment adviser representative registration requirement and exemptions. (a) It...

485A-405 Federal covered investment adviser notice filing requirement. - §485A-405 Federal covered investment adviser notice filing requirement. (a) Except...

485A-406 Registration by broker-dealer, agent, investment adviser, and investment adviser representative. - §485A-406 Registration by broker-dealer, agent, investment adviser, and investment adviser...

485A-407 Succession and change in registration of broker-dealer or investment adviser. - §485A-407 Succession and change in registration of broker-dealer or investment...

485A-408 Termination of employment or association of agent and investment adviser representative; transfer of employment or association. - §485A-408 Termination of employment or association of agent and investment...

485A-409 Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative. - §485A-409 Withdrawal of registration of broker-dealer, agent, investment adviser, and...

485A-410 Filing fees. - §485A-410 Filing fees. (a) A person shall pay a fee...

485A-411 Postregistration requirements. - §485A-411 Postregistration requirements. (a) Subject to section 15(h) of the...

485A-412 Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration. - §485A-412 Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of...

485A-501 General fraud. - §485A-501 General fraud. (a) It shall be unlawful for a...

485A-502 Prohibited conduct in providing investment advice. - §485A-502 Prohibited conduct in providing investment advice. (a) It shall...

485A-503 Evidentiary burden. - §485A-503 Evidentiary burden. (a) In a civil action or administrative...

485A-504 Filing of sales and advertising literature. - [ §485A-504] Filing of sales and advertising literature. (a) Except...

485A-505 Misleading filings. - §485A-505 Misleading filings. It shall be unlawful for a person...

485A-506 Misrepresentations concerning registration or exemption. - §485A-506 Misrepresentations concerning registration or exemption. (a) The filing of...

485A-507 Qualified immunity. - §485A-507 Qualified immunity. A broker-dealer, agent, investment adviser, federal covered...

485A-508 Criminal penalties. - §485A-508 Criminal penalties. (a) Whoever violates this chapter shall be...

485A-509 Civil liability. - §485A-509 Civil liability. (a) Enforcement of civil liability under this...

485A-510 Rescission offers. - §485A-510 Rescission offers. A purchaser, seller, or recipient of investment...

485A-601 Commissioner of securities. - §485A-601 Commissioner of securities. (a) The administration of this chapter...

485A-602 Investigations and subpoenas. - §485A-602 Investigations and subpoenas. (a) The commissioner may: (1) Conduct...

485A-603 Civil enforcement. - §485A-603 Civil enforcement. (a) If the commissioner believes that a...

485A-603.5 Additional civil penalties for securities violations committed against elders. - §485A-603.5 Additional civil penalties for securities violations committed against elders....

485A-604 Administrative enforcement. - §485A-604 Administrative enforcement. (a) If the commissioner determines that a...

485A-604.5 Additional administrative penalties for securities violations committed against elders. If a person commits a violation under this chapter and the violation is directed toward, targets, or is committed against a person who at the time of t... - §485A-604.5 Additional administrative penalties for securities violations committed against elders....

485A-605 Venue. - §485A-605 Venue. Any action brought by the commissioner under this...

485A-606 Rules, forms, orders, interpretative opinions, and hearings. - [ §485A-606] Rules, forms, orders, interpretative opinions, and hearings. (a)...

485A-607 Administrative files and opinions. - §485A-607 Administrative files and opinions. (a) The commissioner shall maintain,...

485A-608 Public records; confidentiality. - §485A-608 Public records; confidentiality. (a) Except as otherwise provided in...

485A-609 Appeals to court, first circuit; time; bonds; costs; decree; further appeal. - §485A-609 Appeals to court, first circuit; time; bonds; costs; decree;...

485A-610 Service of process. - §485A-610 Service of process. (a) A consent to service of...

485A-701 Application of act to existing proceeding and existing rights and duties. - §485A-701 Application of act to existing proceeding and existing rights...

485A-801 Definitions. - §485A-801 Definitions. As used in this part, unless the context...

485A-802 Governmental disclosures. - §485A-802 Governmental disclosures. If a qualified person reasonably believes that...

485A-803 Immunity for governmental disclosures. - §485A-803 Immunity for governmental disclosures. A qualified person who, in...

485A-804 Third-party disclosures. - §485A-804 Third-party disclosures. If a qualified person reasonably believes that...

485A-805 Immunity for third-party disclosures. - §485A-805 Immunity for third-party disclosures. A qualified person who, in...

485A-806 Delaying disbursements or transactions. - §485A-806 Delaying disbursements or transactions. (a) A qualified person may...

485A-807 Immunity for delaying disbursements or transactions. - §485A-807 Immunity for delaying disbursements or transactions. A qualified person...

485A-808 Records. - §485A-808 Records. A qualified person shall provide access to or...

485A-809 Multiple duties to report. - §485A-809 Multiple duties to report. Compliance with this part shall...

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Hawaii Revised Statutes Title 26. Trade Regulation and Practice 485A. Uniform Securities Act

Hawaii Revised Statutes
Title 26. Trade Regulation and Practice
485A. Uniform Securities Act