History. Code 1981, § 10-5-40 , enacted by Ga. L. 2008, p. 381, § 1/SB 358.
Structure Georgia Code
Chapter 5 - Georgia Uniform Securities
Article 4 - Registration of Broker-Dealers, Agents, and Investment Advisors
§ 10-5-30. Registration Requirements for Broker-Dealers; Exemptions
§ 10-5-31. Registration Requirements for Agents; Exemptions
§ 10-5-32. Registration Requirements for Investment Advisors; Exemptions
§ 10-5-33. Registration Requirement for Investment Adviser Representatives; Exemptions
§ 10-5-34. Registration Requirements for Federal Covered Investment Advisers
§ 10-5-35. Application; Consent to Service of Process
§ 10-5-36. Change of Name; Change of Control
§ 10-5-37. Notice of Termination
§ 10-5-38. Withdrawal of Registration
§ 10-5-40. Financial Requirements
§ 10-5-41. Denial of or Placement of Conditions or Limitations on Registration