History. Code 1981, § 10-5-31 , enacted by Ga. L. 2008, p. 381, § 1/SB 358; Ga. L. 2019, p. 1056, § 10/SB 52.
The 2019 amendment, effective May 12, 2019, part of an Act to revise, modernize, and correct the Code, substituted “15 U.S.C. Section 78o(h)(2)” for “15 U.S.C. Section 78(h)(2)” in paragraph (b)(1).
Structure Georgia Code
Chapter 5 - Georgia Uniform Securities
Article 4 - Registration of Broker-Dealers, Agents, and Investment Advisors
§ 10-5-30. Registration Requirements for Broker-Dealers; Exemptions
§ 10-5-31. Registration Requirements for Agents; Exemptions
§ 10-5-32. Registration Requirements for Investment Advisors; Exemptions
§ 10-5-33. Registration Requirement for Investment Adviser Representatives; Exemptions
§ 10-5-34. Registration Requirements for Federal Covered Investment Advisers
§ 10-5-35. Application; Consent to Service of Process
§ 10-5-36. Change of Name; Change of Control
§ 10-5-37. Notice of Termination
§ 10-5-38. Withdrawal of Registration
§ 10-5-40. Financial Requirements
§ 10-5-41. Denial of or Placement of Conditions or Limitations on Registration