District of Columbia Code
Chapter 56 - Securities
Subchapter IV - Exemption from Registration

§ 31–5604.01. Exempt securities - The following securities shall be exempt from the requirements of...

§ 31–5604.02. Exempt transactions - The following transactions are exempt from §§ 31-5603.01, 31-5603.07, and...

§ 31–5604.03. Additional exemptions - The Commissioner may, by rule or order, exempt any other...

§ 31–5604.04. Revocation of exemptions - (a) The Commissioner may, by order, deny or revoke an...

§ 31–5604.05. Filing of sales and advertising literature - The Commissioner may, by rule or order, require the filing...

§ 31–5604.06. Coordination of exemptions - (a) In furtherance of the policy stated in § 31-5601.02(b),...