District of Columbia Code
Chapter 56 - Securities
Subchapter V - Fraudulent and Other Prohibited Practices

§ 31–5605.01. Unlicensed or unregistered activity - A person shall not: (1) Offer or sell a security...

§ 31–5605.02. Fraudulent transactions - (a) A person shall not: (1) In connection with the...

§ 31–5605.03. Manipulation of market - (a) A person shall not, directly or indirectly, in the...

§ 31–5605.04. Misleading filings - A person shall not make, or cause to be made,...

§ 31–5605.05. Unlawful representations concerning licensing, registration, notice filing, or exemption - (a) The filing of an application for a registration or...