District of Columbia Code
Chapter 56 - Securities
Subchapter III - Registration of Securities

§ 31–5603.01. Registration requirement - No person shall offer or sell a security in the...

§ 31–5603.02. Registration by notification - (a) The following securities may be registered by notification, whether...

§ 31–5603.03. Registration by coordination - (a) A security for which a registration statement has been...

§ 31–5603.04. Registration by qualification - (a) A security may be registered by qualification. (b) In...

§ 31–5603.05. Offer and sale of an indefinite amount of securities - (a) A face-amount certificate company, an open-end management company, a...

§ 31–5603.06. Provisions applicable to registration generally - (a) A registration statement may be filed by the issuer,...

§ 31–5603.07. Denial, suspension, and revocation of registration - (a) The Commissioner may issue a stop order denying effectiveness...

§ 31–5603.08. Federal covered securities - (a) This section shall apply to a federal covered security...

§ 31–5603.09. Withdrawal and abandonment - (a) A registration statement may be withdrawn, at the discretion...