No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.
(Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837.)
This section is referenced in § 31-5603.08, § 31-5604.01, § 31-5604.02, § 31-5604.03, § 31-5604.04, § 31-5605.01, § 31-5606.05, and § 31-5608.01.
Section 806 of D.C. Law 13-203 provided: “Titles III and IV shall apply as of June 1, 2001.
Structure District of Columbia Code
Title 31 - Insurance and Securities
Subchapter III - Registration of Securities
§ 31–5603.01. Registration requirement
§ 31–5603.02. Registration by notification
§ 31–5603.03. Registration by coordination
§ 31–5603.04. Registration by qualification
§ 31–5603.05. Offer and sale of an indefinite amount of securities
§ 31–5603.06. Provisions applicable to registration generally
§ 31–5603.07. Denial, suspension, and revocation of registration