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Part 1 - Short Title and General Matters
§ 4-8-101. Short Title - This article may be cited as "Uniform Commercial Code -...
§ 4-8-102. Definitions - Appropriate person Section 4-8-107 Control Section 4-8-106 Delivery Section 4-8-301...
§ 4-8-103. Rules for Determining Whether Certain Obligations and Interests Are Securities or Financial Assets - Source: L. 96: Entire article R&RE, p. 205, § 2,...
§ 4-8-104. Acquisition of Security or Financial Asset or Interest Therein - Source: L. 96: Entire article R&RE, p. 206, § 2,...
§ 4-8-105. Notice of Adverse Claim - (1) One year after a date set for presentment or...
§ 4-8-106. Control - (1) The uncertificated security is delivered to the purchaser; or...
§ 4-8-107. Whether Indorsement, Instruction, or Entitlement Order Is Effective - (1) It is made by the appropriate person; (2) It...
§ 4-8-108. Warranties in Direct Holding - (1) The instruction is made by an appropriate person, or...
§ 4-8-109. Warranties in Indirect Holding - Source: L. 96: Entire article R&RE, p. 212, § 2,...
§ 4-8-110. Applicability - Choice of Law - (1) Acquisition of a security entitlement from the securities intermediary;...
§ 4-8-111. Clearing Corporation Rules - A rule adopted by a clearing corporation governing rights and...
§ 4-8-112. Creditor's Legal Process - Source: L. 96: Entire article R&RE, p. 214, § 2,...
§ 4-8-113. Statute of Frauds Inapplicable - A contract or modification of a contract for the sale...
§ 4-8-114. Evidentiary Rules Concerning Certificated Securities - The following rules apply in an action on a certificated...
§ 4-8-115. Securities Intermediary and Others Not Liable to Adverse Claimant - A securities intermediary that has transferred a financial asset pursuant...
§ 4-8-116. Securities Intermediary as Purchaser for Value - A securities intermediary that receives a financial asset and establishes...
Part 2 - Issue and Issuer
§ 4-8-201. Issuer - Source: L. 96: Entire article R&RE, p. 216, § 2,...
§ 4-8-202. Issuer's Responsibility and Defenses - Notice of Defect or Defense - Source: L. 96: Entire article R&RE, p. 216, § 2,...
§ 4-8-203. Staleness as Notice of Defect or Defense - After an act or event, other than a call that...
§ 4-8-204. Effect of Issuer's Restriction on Transfer - A restriction on transfer of a security imposed by the...
§ 4-8-205. Effect of Unauthorized Signature on Security Certificate - An unauthorized signature placed on a security certificate before or...
§ 4-8-206. Completion or Alteration of Security Certificate - Source: L. 96: Entire article R&RE, p. 218, § 2,...
§ 4-8-207. Rights and Duties of Issuer With Respect to Registered Owners - Source: L. 96: Entire article R&RE, p. 219, § 2,...
§ 4-8-208. Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent - Source: L. 96: Entire article R&RE, p. 219, § 2,...
§ 4-8-209. Issuer's Lien - A lien in favor of an issuer upon a certificated...
§ 4-8-210. Overissue - Source: L. 96: Entire article R&RE, p. 219, § 2,...
Part 3 - Transfer of Certificated and Uncertificated Securities
§ 4-8-301. Delivery - (1) The issuer registers the purchaser as the registered owner,...
§ 4-8-302. Rights of Purchaser - Source: L. 96: Entire article R&RE, p. 220, § 2,...
§ 4-8-303. Protected Purchaser - Source: L. 96: Entire article R&RE, p. 221, § 2,...
§ 4-8-304. Indorsement - Source: L. 96: Entire article R&RE, p. 221, § 2,...
§ 4-8-305. Instruction - Source: L. 96: Entire article R&RE, p. 221, § 2,...
§ 4-8-306. Effect of Guaranteeing Signature, Indorsement, or Instruction - (1) The signature was genuine; (2) The signer was an...
§ 4-8-307. Purchaser's Right to Requisites for Registration of Transfer - Unless otherwise agreed, the transferor of a security on due...
Part 4 - Registration
§ 4-8-401. Duty of Issuer to Register Transfer - Source: L. 96: Entire article R&RE, p. 223, § 2,...
§ 4-8-402. Assurance That Indorsement or Instruction Is Effective - (1) "Guaranty of the signature" means a guaranty signed by...
§ 4-8-403. Demand That Issuer Not Register Transfer - (1) Obtain an appropriate restraining order, injunction, or other process...
§ 4-8-404. Wrongful Registration - Source: L. 96: Entire article R&RE, p. 226, § 2,...
§ 4-8-405. Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate - Source: L. 96: Entire article R&RE, p. 226, § 2,...
§ 4-8-406. Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate - If a security certificate has been lost, apparently destroyed, or...
§ 4-8-407. Authenticating Trustee, Transfer Agent, and Registrar - A person acting as authenticating trustee, transfer agent, registrar, or...
Part 5 - Security Entitlements
§ 4-8-501. Securities Account - Acquisition of Security Entitlement From Securities Intermediary - Source: L. 96: Entire article R&RE, p. 227, § 2,...
§ 4-8-502. Assertion of Adverse Claim Against Entitlement Holder - An action based on an adverse claim to a financial...
§ 4-8-503. Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary - Source: L. 96: Entire article R&RE, p. 228, § 2,...
§ 4-8-504. Duty of Securities Intermediary to Maintain Financial Asset - Source: L. 96: Entire article R&RE, p. 229, § 2,...
§ 4-8-505. Duty of Securities Intermediary With Respect to Payments and Distributions - Source: L. 96: Entire article R&RE, p. 230, § 2,...
§ 4-8-506. Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder - A securities intermediary shall exercise rights with respect to a...
§ 4-8-507. Duty of Securities Intermediary to Comply With Entitlement Order - Source: L. 96: Entire article R&RE, p. 230, § 2,...
§ 4-8-508. Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding - A securities intermediary shall act at the direction of an...
§ 4-8-509. Specification of Duties of Securities Intermediary by Other Statute or Regulation - Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder - Source: L. 96: Entire article R&RE, p. 231, § 2,...
§ 4-8-510. Rights of Purchaser of Security Entitlement From Entitlement Holder - Source: L. 96: Entire article R&RE, p. 232, § 2,...
§ 4-8-511. Priority Among Security Interests and Entitlement Holders - Source: L. 96: Entire article R&RE, p. 232, § 2,...
Part 6 - Transition Provisions for Revised Article 8
§ 4-8-601. Effective Date - This article takes effect on July 1, 1996. Source: L....
§ 4-8-602. Repeals - (Reserved)
§ 4-8-603. Saving Clause - Source: L. 96: Entire article R&RE, p. 233, § 2,...