Code of Virginia
Chapter 5 - Securities Act
§ 13.1-511. Effectiveness and reports

A registration statement filed under this article may be filed by the issuer, any other person on whose behalf the offer is to be made or by any registered broker-dealer. When securities are registered, they may be offered and sold by the issuer, by such other person or by any registered broker-dealer, whether or not named in the registration statement. Every registration statement shall remain effective until revoked by the Commission or until terminated upon request of the registrant with the consent of the Commission. So long as a registration statement remains effective, all outstanding securities of the same class shall be considered to be registered for the purpose of any nonissuer distribution. So long as the registration statement remains effective, the Commission may require the registrant to file reports, not more often than quarterly, to keep reasonably current the information contained in the registration statement. The Commission may require such information to be included in the prospectus.
1956, c. 428; 1991, c. 223; 2003, c. 595.

Structure Code of Virginia

Code of Virginia

Title 13.1 - Corporations

Chapter 5 - Securities Act

§ 13.1-501. Definitions

§ 13.1-502. Unlawful offers and sales

§ 13.1-503. Unlawful advice

§ 13.1-504. Registration

§ 13.1-504.1. Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required

§ 13.1-504.2. Broker-dealer services provided by credit unions; when registration not required

§ 13.1-505. Procedure for registration

§ 13.1-505.1. Post-registration provisions

§ 13.1-506. Revocation of registration

§ 13.1-507. Registration requirement; exemptions

§ 13.1-508. Registration by notification

§ 13.1-509. Registration by coordination

§ 13.1-510. Registration by qualification

§ 13.1-511. Effectiveness and reports

§ 13.1-512. Repealed

§ 13.1-513. Stop orders

§ 13.1-514. Exemptions

§ 13.1-514.1. Exemption of certain securities by order of Commission

§ 13.1-514.2. Primacy of Virginia law to be maintained

§ 13.1-515. Advertising

§ 13.1-516. Misleading filings

§ 13.1-517. Consent to service of process

§ 13.1-518. Investigations; confidentiality of information and documents

§ 13.1-518.1. Broker-dealers and investment advisors to file certain reports with Commission

§ 13.1-519. Injunctions

§ 13.1-520. Crimes

§ 13.1-520.1. Commission may transmit record or complaint to locality where violation occurred

§ 13.1-521. Violations punishable by the Commission

§ 13.1-522. Civil liabilities

§ 13.1-523. Rules and forms

§ 13.1-523.1. Commission authority to regulate securities and investment advisory activities

§ 13.1-524. Certain records of Commission available to public; admissibility of copies; destruction

§ 13.1-525. Official interpretations

§ 13.1-525.1. Fees to cover expense of regulation

§ 13.1-526. Transition

§ 13.1-527. Short title

§ 13.1-527.01. Repealed

§ 13.1-527.1. Division created; duties

§ 13.1-527.2. Attorneys, employees and consultants

§ 13.1-527.3. Commission to provide technical assistance