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§ 13.1-501. Definitions - A. When used in this chapter, unless the context otherwise...
§ 13.1-502. Unlawful offers and sales - It shall be unlawful for any person in the offer...
§ 13.1-503. Unlawful advice - A. It shall be unlawful for any person who receives...
§ 13.1-504. Registration - A. It shall be unlawful for any person to transact...
§ 13.1-504.1. Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required - A savings and loan association or a savings bank, or...
§ 13.1-504.2. Broker-dealer services provided by credit unions; when registration not required - A credit union may enter into an agreement with any...
§ 13.1-505. Procedure for registration - A. A broker-dealer, investment advisor, investment advisor representative or agent...
§ 13.1-505.1. Post-registration provisions - With respect to investment advisors, the Commission may require that...
§ 13.1-506. Revocation of registration - The Commission may, by order entered after a hearing on...
§ 13.1-507. Registration requirement; exemptions - It shall be unlawful for any person to offer or...
§ 13.1-508. Registration by notification - A. The following securities may be registered by notification: 1....
§ 13.1-509. Registration by coordination - A. Any security for which a registration statement has been...
§ 13.1-510. Registration by qualification - (a) Any security may be registered by qualification. (b) A...
§ 13.1-511. Effectiveness and reports - A registration statement filed under this article may be filed...
§ 13.1-512. Repealed - Repealed by Acts 2003, c. 595.
§ 13.1-513. Stop orders - (a) The Commission may issue a stop order denying effectiveness...
§ 13.1-514. Exemptions - A. The following securities are exempted from the securities registration...
§ 13.1-514.1. Exemption of certain securities by order of Commission - A. The Commission may by order exempt from the other...
§ 13.1-514.2. Primacy of Virginia law to be maintained - A. Pursuant to section 6(c) of the federal Philanthropy Protection...
§ 13.1-515. Advertising - The Commission may require, subject to the limitations of §...
§ 13.1-516. Misleading filings - It shall be unlawful for any person willfully to make...
§ 13.1-517. Consent to service of process - Every nonresident registered as a broker-dealer, investment advisor, investment advisor...
§ 13.1-518. Investigations; confidentiality of information and documents - A. The Commission may make such investigations within or outside...
§ 13.1-518.1. Broker-dealers and investment advisors to file certain reports with Commission - Every broker-dealer and investment advisor registered under this chapter shall...
§ 13.1-519. Injunctions - The Commission shall have all the power and authority of...
§ 13.1-520. Crimes - A. Any person who shall knowingly and willfully make, or...
§ 13.1-520.1. Commission may transmit record or complaint to locality where violation occurred - The Commission may transmit the record of any proceeding or...
§ 13.1-521. Violations punishable by the Commission - A. The Commission may, by judgment entered after a hearing...
§ 13.1-522. Civil liabilities - A. Any person who: (i) sells a security in violation...
§ 13.1-523. Rules and forms - A. The Commission shall have authority from time to time...
§ 13.1-523.1. Commission authority to regulate securities and investment advisory activities - A. The Commission shall have all the power, authority and...
§ 13.1-524. Certain records of Commission available to public; admissibility of copies; destruction - The information contained in or filed with any registration statement,...
§ 13.1-525. Official interpretations - The Commission shall have jurisdiction, upon written application, payment of...
§ 13.1-525.1. Fees to cover expense of regulation - The fees paid into the state treasury under this chapter,...
§ 13.1-526. Transition - Registrations of dealers and agents under prior law shall continue...
§ 13.1-527. Short title - This chapter may be cited as the Securities Act. 1956,...
§ 13.1-527.01. Repealed - Repealed by Acts 2015, c. 709, cl. 2.
§ 13.1-527.1. Division created; duties - There is hereby created in the office of the Attorney...
§ 13.1-527.2. Attorneys, employees and consultants - The Attorney General may employ and fix the salaries of...
§ 13.1-527.3. Commission to provide technical assistance - The State Corporation Commission shall provide technical assistance to the...