It is unlawful for any person to offer or sell any security in this state unless:
(1) It is registered under this article;
(2) The security is exempt from registration under Section 8-6-10; or
(3) The transaction is exempt under Section 8-6-11.
Structure Code of Alabama
Title 8 - Commercial Law and Consumer Protection.
Article 1 - General Provisions.
Section 8-6-3 - Registration and Bonds of Dealers, Agents, Investment Advisers, Etc.
Section 8-6-4 - Registration of Securities - Required; Exceptions.
Section 8-6-5 - Registration of Securities - Registration by Notification.
Section 8-6-6 - Registration of Securities - Registration of Certain Securities by Coordination.
Section 8-6-7 - Registration of Securities - Registration by Qualification.
Section 8-6-9 - Registration of Securities - Denial, Suspension and Revocation of Registration.
Section 8-6-10 - Registration of Securities - Exempt Securities.
Section 8-6-11 - Registration of Securities - Exempt Transactions.
Section 8-6-15 - Investigations and Subpoenas by Commission.
Section 8-6-17 - Prohibited Acts Regarding Offer, Sale, or Purchase of Securities.
Section 8-6-18 - Criminal Penalties for Violations of Article; Enforcement; Scienter.
Section 8-6-19 - Civil Liabilities of Sellers, Agents, etc.; Remedies of Purchasers.
Section 8-6-23 - Making, Amending, and Rescinding Rules and Prescribing Forms by Commission.
Section 8-6-24 - Liability for Acts Done or Omitted in Good Faith Under Rules, Forms, or Orders.
Section 8-6-25 - Hearings to Be Public; Requests for Private Hearings.
Section 8-6-26 - Document Deemed Filed When Received.
Section 8-6-27 - Commission to Keep Register; Register to Be Open for Public Inspection.
Section 8-6-29 - Interpretative Opinions by Commission.
Section 8-6-30 - Burden of Proving Exemption or Exception From Definition.
Section 8-6-31 - Commission May Issue Warnings to Public and Publish Information Regarding Orders.