Code of Alabama
Article 1 - General Provisions.
Section 8-6-1 - Short Title.

Code of Alabama

Title 8 - Commercial Law and Consumer Protection.

Chapter 6 - Securities.

Article 1 - General Provisions.

Section 8-6-1 - Short Title.

Section 8-6-2 - Definitions.

Section 8-6-3 - Registration and Bonds of Dealers, Agents, Investment Advisers, Etc.

Section 8-6-4 - Registration of Securities - Required; Exceptions.

Section 8-6-5 - Registration of Securities - Registration by Notification.

Section 8-6-6 - Registration of Securities - Registration of Certain Securities by Coordination.

Section 8-6-7 - Registration of Securities - Registration by Qualification.

Section 8-6-8 - Registration of Securities - Registration Statement; Conditions Precedent; Bond; Notice of Action; Fees; Quarterly Reports and Financial Statements; Discharge From Supervision.

Section 8-6-9 - Registration of Securities - Denial, Suspension and Revocation of Registration.

Section 8-6-10 - Registration of Securities - Exempt Securities.

Section 8-6-11 - Registration of Securities - Exempt Transactions.

Section 8-6-12 - Registration of Securities - Applicability of Provisions of Article; Consent to Service of Process on Secretary of State.

Section 8-6-14 - Filing or Registration Not Finding of Truth, Completeness, etc., of Documents; Representations Concerning Effect of Registration or Exemption.

Section 8-6-15 - Investigations and Subpoenas by Commission.

Section 8-6-16 - Administrative Cease and Desist Authority to Commission; Injunctive Relief; Appointment of Receivers or Conservators for Defendants or Defendants' Assets; Court Ordered Rescission, Restitution, or Disgorgement for Violations.

Section 8-6-17 - Prohibited Acts Regarding Offer, Sale, or Purchase of Securities.

Section 8-6-18 - Criminal Penalties for Violations of Article; Enforcement; Scienter.

Section 8-6-19 - Civil Liabilities of Sellers, Agents, etc.; Remedies of Purchasers.

Section 8-6-21 - Commission Authorized to Swear Out Warrants of Arrest; Liability of Commission for Warrant.

Section 8-6-22 - Duties of Director; Director Empowered to Swear Out Warrants of Arrest; Liability of Director for Warrant.

Section 8-6-23 - Making, Amending, and Rescinding Rules and Prescribing Forms by Commission.

Section 8-6-24 - Liability for Acts Done or Omitted in Good Faith Under Rules, Forms, or Orders.

Section 8-6-25 - Hearings to Be Public; Requests for Private Hearings.

Section 8-6-26 - Document Deemed Filed When Received.

Section 8-6-27 - Commission to Keep Register; Register to Be Open for Public Inspection.

Section 8-6-28 - Commission to Furnish Copies of Register Entries or Documents; Certified Copy Deemed Prima Facie Evidence.

Section 8-6-29 - Interpretative Opinions by Commission.

Section 8-6-30 - Burden of Proving Exemption or Exception From Definition.

Section 8-6-31 - Commission May Issue Warnings to Public and Publish Information Regarding Orders.

Section 8-6-32 - Party Aggrieved by Order Entitled to Hearing Before Commission; Appeals From Action of Commission.

Section 8-6-33 - Disposition of Revenue.