2021 Oregon Revised Statutes
Chapter 078 - Investment Securities
Section 78.2040 - Effect of issuer’s restriction on transfer.

2021 Oregon Revised Statutes

Volume : 02 - Business Organizations, Commercial Code

Chapter 078 - Investment Securities

Section 78.1020 - Definitions and index of definitions.

Section 78.1030 - Rules for determining whether certain obligations and interests are securities or financial assets.

Section 78.1040 - Acquisition of security or financial asset or interest therein.

Section 78.1050 - Notice of adverse claim.

Section 78.1060 - Control.

Section 78.1070 - Whether indorsement, instruction or entitlement order is effective.

Section 78.1080 - Warranties in direct holding.

Section 78.1090 - Warranties in indirect holding.

Section 78.1100 - Applicability; choice of law.

Section 78.1110 - Clearing corporation rules.

Section 78.1120 - Creditor’s legal process.

Section 78.1140 - Evidentiary rules concerning certificated securities.

Section 78.1150 - Securities intermediary and others not liable to adverse claimant.

Section 78.2010 - "Issuer."

Section 78.2020 - Terms of security; issuer’s responsibility and defenses; notice of defect or defense.

Section 78.2030 - Staleness as notice of defects or defenses.

Section 78.2040 - Effect of issuer’s restriction on transfer.

Section 78.2050 - Effect of unauthorized signature on security certificate.

Section 78.2060 - Completion or alteration of security certificate.

Section 78.2070 - Rights of issuer with respect to registered owners.

Section 78.2080 - Effect of signature of authenticating trustee, registrar or transfer agent.

Section 78.2100 - Overissue.

Section 78.3010 - Delivery.

Section 78.3020 - Rights of purchaser.

Section 78.3030 - "Protected purchaser."

Section 78.3040 - Indorsement.

Section 78.3050 - Instruction.

Section 78.3060 - Effect of guaranteeing signature, indorsement or instruction.

Section 78.4010 - Duty of issuer to register transfer.

Section 78.4020 - Assurance that indorsement or instruction is effective.

Section 78.4030 - Demand that issuer not register transfer.

Section 78.4040 - Wrongful registration.

Section 78.4050 - Replacement of lost, destroyed or wrongfully taken security certificate.

Section 78.5010 - Securities account; acquisition of security entitlement from securities intermediary.

Section 78.5030 - Property interest of entitlement holder in financial asset held by securities intermediary.

Section 78.5040 - Duty of securities intermediary to maintain financial asset.

Section 78.5050 - Duty of securities intermediary with respect to payments and distributions.

Section 78.5060 - Duty of securities intermediary to exercise rights as directed by entitlement holder.

Section 78.5070 - Duty of securities intermediary to comply with entitlement order.

Section 78.5080 - Duty of securities intermediary to change entitlement holder’s position to other form of security holding.

Section 78.5090 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.

Section 78.5100 - Rights of purchaser of security entitlement from entitlement holder.

Section 78.5110 - Priority among security interests and entitlement holders.