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Section 78.1020 - Definitions and index of definitions. - (a) "Adverse claim" means a claim in which a claimant...
Section 78.1030 - Rules for determining whether certain obligations and interests are securities or financial assets. - (2) An "investment company security" is a security. "Investment company...
Section 78.1040 - Acquisition of security or financial asset or interest therein. - (a) The person is a purchaser to whom a security...
Section 78.1050 - Notice of adverse claim. - (a) The person knows of the adverse claim; (b) The...
Section 78.1060 - Control. - (2) A purchaser has control of a certificated security in...
Section 78.1070 - Whether indorsement, instruction or entitlement order is effective. - (a) With respect to an indorsement, the person specified by...
Section 78.1080 - Warranties in direct holding. - (a) The certificate is genuine and has not been materially...
Section 78.1090 - Warranties in indirect holding. - (a) The entitlement order is made by an appropriate person,...
Section 78.1100 - Applicability; choice of law. - (a) The validity of a security; (b) The rights and...
Section 78.1110 - Clearing corporation rules. - Note: Legislative Counsel has substituted "chapter 328, Oregon Laws 1995,"...
Section 78.1120 - Creditor’s legal process. - (2) The interest of a debtor in an uncertificated security...
Section 78.1140 - Evidentiary rules concerning certificated securities. - (1) Unless specifically denied in the pleadings, each signature on...
Section 78.1150 - Securities intermediary and others not liable to adverse claimant. - (1) Took the action after it had been served with...
Section 78.2010 - "Issuer." - (a) Places or authorizes the placing of its name on...
Section 78.2020 - Terms of security; issuer’s responsibility and defenses; notice of defect or defense. - (2) The following rules apply if an issuer asserts that...
Section 78.2030 - Staleness as notice of defects or defenses. - (1) Requires the payment of money, the delivery of a...
Section 78.2040 - Effect of issuer’s restriction on transfer. - (1) The security is certificated and the restriction is noted...
Section 78.2050 - Effect of unauthorized signature on security certificate. - (1) An authenticating trustee, registrar, transfer agent or other person...
Section 78.2060 - Completion or alteration of security certificate. - (a) Any person may complete it by filling in the...
Section 78.2070 - Rights of issuer with respect to registered owners. - (2) This chapter does not affect the liability of the...
Section 78.2080 - Effect of signature of authenticating trustee, registrar or transfer agent. - (a) The certificate is genuine; (b) The person’s own participation...
Section 78.2100 - Overissue. - (2) Except as otherwise provided in subsections (3) and (4)...
Section 78.3010 - Delivery. - (a) The purchaser acquires possession of the security certificate; (b)...
Section 78.3020 - Rights of purchaser. - (2) A purchaser of a limited interest acquires rights only...
Section 78.3030 - "Protected purchaser." - (a) Gives value; (b) Does not have notice of any...
Section 78.3040 - Indorsement. - (2) An indorsement purporting to be only of part of...
Section 78.3050 - Instruction. - (2) Unless otherwise agreed, a person initiating an instruction assumes...
Section 78.3060 - Effect of guaranteeing signature, indorsement or instruction. - (a) The signature was genuine; (b) The signer was an...
Section 78.4010 - Duty of issuer to register transfer. - (a) Under the terms of the security the person seeking...
Section 78.4020 - Assurance that indorsement or instruction is effective. - (a) In all cases, a guaranty of the signature of...
Section 78.4030 - Demand that issuer not register transfer. - (2) If a certificated security in registered form is presented...
Section 78.4040 - Wrongful registration. - (a) Pursuant to an ineffective indorsement or instruction; (b) After...
Section 78.4050 - Replacement of lost, destroyed or wrongfully taken security certificate. - (a) So requests before the issuer has notice that the...
Section 78.5010 - Securities account; acquisition of security entitlement from securities intermediary. - (2) Except as otherwise provided in subsections (4) and (5)...
Section 78.5030 - Property interest of entitlement holder in financial asset held by securities intermediary. - (2) An entitlement holder’s property interest with respect to a...
Section 78.5040 - Duty of securities intermediary to maintain financial asset. - (2) Except to the extent otherwise agreed by its entitlement...
Section 78.5050 - Duty of securities intermediary with respect to payments and distributions. - (a) The securities intermediary acts with respect to the duty...
Section 78.5060 - Duty of securities intermediary to exercise rights as directed by entitlement holder. - (1) The securities intermediary acts with respect to the duty...
Section 78.5070 - Duty of securities intermediary to comply with entitlement order. - (a) The securities intermediary acts with respect to the duty...
Section 78.5080 - Duty of securities intermediary to change entitlement holder’s position to other form of security holding. - (1) The securities intermediary acts as agreed upon by the...
Section 78.5090 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder. - (2) To the extent that specific standards for the performance...
Section 78.5100 - Rights of purchaser of security entitlement from entitlement holder. - (2) If an adverse claim could not have been asserted...
Section 78.5110 - Priority among security interests and entitlement holders. - (2) A claim of a creditor of a securities intermediary...