(a) The issuer and applicant or registrant affected thereby with respect to orders entered pursuant to ORS 59.085 and 59.105;
(b) The applicant or licensee and any investment adviser representative or salesperson affected thereby with respect to orders entered pursuant to ORS 59.205; or
(c) All interested persons with respect to orders entered pursuant to any other provision of the Oregon Securities Law, except ORS 59.095.
(2) If timely demand for a hearing is filed by a person entitled to notice of the order, the director shall hold a hearing on the order as provided by ORS chapter 183. In the absence of a timely demand for a hearing, no person shall be entitled to judicial review of the order.
(3) After the hearing, the director shall enter a final order vacating, modifying or affirming the order.
(4) The director may enter a final order revoking a license or registration notwithstanding the fact that the license or registration has expired, if the initial order of revocation was issued prior to expiration of the license or registration. [1967 c.537 §26; 1985 c.349 §27; 1987 c.603 §22; 1989 c.197 §16; 1991 c.734 §2d; 1997 c.772 §26]
Structure 2021 Oregon Revised Statutes
Volume : 02 - Business Organizations, Commercial Code
Chapter 059 - Securities Regulation
Section 59.015 - Definitions for Oregon Securities Law.
Section 59.025 - Securities exempt from registration.
Section 59.035 - Transactions exempt from registration.
Section 59.045 - Authority of director to deny, withdraw or condition exemptions.
Section 59.049 - Federal covered securities exempt from registration; notice filings; fees; rules.
Section 59.055 - Conditions of offer and sale of securities.
Section 59.065 - Registration procedures; application; fees; rules.
Section 59.070 - Amended registration application; when required; fees.
Section 59.075 - Registration by director; expiration; renewal; fee; rules.
Section 59.085 - Conditions imposed on registration.
Section 59.105 - Denial, suspension or revocation of registration.
Section 59.135 - Fraud and deceit with respect to securities or securities business.
Section 59.145 - Effect of notice filing, registration or license.
Section 59.155 - Director is agent for service of process; manner of service; exceptions.
Section 59.165 - Licensing of broker-dealers, investment advisers and salespersons required; rules.
Section 59.185 - Expiration of license; rules for renewal; change in personnel.
Section 59.195 - Licensees to keep records; inspection; filing of financial reports.
Section 59.215 - Action against applicant or licensee for act or omission of associate; exceptions.
Section 59.245 - Investigations; publicity with respect to violations; cease and desist order.
Section 59.285 - Rules; financial statements.
Section 59.295 - Notice of orders; hearings on orders.
Section 59.305 - Judicial review of orders.
Section 59.315 - Oaths and subpoenas in proceedings before director.
Section 59.325 - Certified copies of documents; fee; effect of certification.
Section 59.335 - Application of certain sections.
Section 59.345 - When offer to sell or buy is made in this state.
Section 59.350 - Treatment of certain transactions.
Section 59.355 - Corporations subject to other laws.
Section 59.480 - Definitions for ORS 59.480 to 59.505.
Section 59.490 - Notifications to third parties.
Section 59.495 - Delay of disbursements; notifications.
Section 59.500 - Limitation on liability.
Section 59.505 - Provision of records to law enforcement and certain state agencies.
Section 59.535 - Definitions for ORS 59.535 to 59.585.
Section 59.570 - Protection of registering entity.
Section 59.575 - Nontestamentary transfer on death.
Section 59.580 - Terms, conditions and forms for registration.
Section 59.585 - Short title; rules of construction.
Section 59.710 - Definitions for ORS 59.710 to 59.830.
Section 59.800 - Pledge or sale by broker-dealer of customer’s securities.
Section 59.820 - Actions against corporation for second violation.
Section 59.991 - Criminal penalties for ORS 59.005 to 59.505 and 59.710 to 59.830; exceptions.
Section 59.995 - Civil penalties for ORS 59.005 to 59.505 and 59.710 to 59.830; exceptions.