(2) Every registration of securities and every notice filed under ORS 59.049 shall expire one year after the date of the registration or effective date of the notice. The director may establish a different expiration date for purposes of coordination with any national registration or notice filing system. When a registration or notice filing is amended, the registration or notice filing expires one year after the date of the initial registration or effective date of the notice filing unless the amended registration or notice filing provides otherwise.
(3) The director by rule shall establish procedures for renewing registrations of securities and notice filings.
(4) Every renewal application and every renewal of a notice filing shall be accompanied by a fee computed in accordance with ORS 59.049 or ORS 59.065 (2), as applicable. The fee is not refundable.
(5) If the director finds that no ground for suspension or revocation of the registration exists under ORS 59.105, the director shall renew the registration, subject to any conditions, limitations and restrictions imposed by the director. The renewed registration or notice filing shall expire one year after the date of expiration of the original registration, or effective date of the notice filing or last renewal thereof. The director may establish a different expiration date for purposes of coordination with any national registration or notice filing system. [1967 c.537 §9; 1985 c.349 §12; 1987 c.603 §5; 1997 c.772 §8]
Structure 2021 Oregon Revised Statutes
Volume : 02 - Business Organizations, Commercial Code
Chapter 059 - Securities Regulation
Section 59.015 - Definitions for Oregon Securities Law.
Section 59.025 - Securities exempt from registration.
Section 59.035 - Transactions exempt from registration.
Section 59.045 - Authority of director to deny, withdraw or condition exemptions.
Section 59.049 - Federal covered securities exempt from registration; notice filings; fees; rules.
Section 59.055 - Conditions of offer and sale of securities.
Section 59.065 - Registration procedures; application; fees; rules.
Section 59.070 - Amended registration application; when required; fees.
Section 59.075 - Registration by director; expiration; renewal; fee; rules.
Section 59.085 - Conditions imposed on registration.
Section 59.105 - Denial, suspension or revocation of registration.
Section 59.135 - Fraud and deceit with respect to securities or securities business.
Section 59.145 - Effect of notice filing, registration or license.
Section 59.155 - Director is agent for service of process; manner of service; exceptions.
Section 59.165 - Licensing of broker-dealers, investment advisers and salespersons required; rules.
Section 59.185 - Expiration of license; rules for renewal; change in personnel.
Section 59.195 - Licensees to keep records; inspection; filing of financial reports.
Section 59.215 - Action against applicant or licensee for act or omission of associate; exceptions.
Section 59.245 - Investigations; publicity with respect to violations; cease and desist order.
Section 59.285 - Rules; financial statements.
Section 59.295 - Notice of orders; hearings on orders.
Section 59.305 - Judicial review of orders.
Section 59.315 - Oaths and subpoenas in proceedings before director.
Section 59.325 - Certified copies of documents; fee; effect of certification.
Section 59.335 - Application of certain sections.
Section 59.345 - When offer to sell or buy is made in this state.
Section 59.350 - Treatment of certain transactions.
Section 59.355 - Corporations subject to other laws.
Section 59.480 - Definitions for ORS 59.480 to 59.505.
Section 59.490 - Notifications to third parties.
Section 59.495 - Delay of disbursements; notifications.
Section 59.500 - Limitation on liability.
Section 59.505 - Provision of records to law enforcement and certain state agencies.
Section 59.535 - Definitions for ORS 59.535 to 59.585.
Section 59.570 - Protection of registering entity.
Section 59.575 - Nontestamentary transfer on death.
Section 59.580 - Terms, conditions and forms for registration.
Section 59.585 - Short title; rules of construction.
Section 59.710 - Definitions for ORS 59.710 to 59.830.
Section 59.800 - Pledge or sale by broker-dealer of customer’s securities.
Section 59.820 - Actions against corporation for second violation.
Section 59.991 - Criminal penalties for ORS 59.005 to 59.505 and 59.710 to 59.830; exceptions.
Section 59.995 - Civil penalties for ORS 59.005 to 59.505 and 59.710 to 59.830; exceptions.