If a broker-dealer or investment adviser reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser shall promptly notify the agencies.
Structure West Virginia Code
Chapter 32. Uniform Securities Act
Article 6. The Protection of Eligible Adults From Financial Exploitation
§32-6-603. Governmental Disclosures
§32-6-604. Immunity for Governmental Disclosures
§32-6-605. Third-Party Disclosures
§32-6-606. Immunity for Third-Party Disclosures
§32-6-607. Delaying Transactions or Disbursements
§32-6-608. Immunity for Delaying Transactions or Disbursements