Vermont Statutes
Article 8 - Investment Securities
§ 8—101. Short title

§ 8—101. Short title
This Article may be cited as the Uniform Commercial Code—Investment Securities. (Added 1995, No. 92 (Adj. Sess.), § 1, eff. Jan. 1, 1997.)

Structure Vermont Statutes

Vermont Statutes

Title 9A - Uniform Commercial Code

Article 8 - Investment Securities

§ 8—101. Short title

§ 8—102. Definitions

§ 8—103. Rules for determining whether certain obligations and interests are securities or financial assets

§ 8—104. Acquisition of security or financial asset or interest therein

§ 8—105. Notice of adverse claim

§ 8—106. Control

§ 8—107. Whether indorsement, instruction, or entitlement order is effective

§ 8—108. Warranties in direct holding

§ 8—109. Warranties in indirect holding

§ 8—110. Applicability; choice of law

§ 8—111. Clearing corporation rules

§ 8—112. Creditor’s legal process

§ 8—113. Statute of frauds inapplicable

§ 8—114. Evidentiary rules concerning certificated securities

§ 8—115. Securities intermediary and others not liable to adverse claimant

§ 8—116. Securities intermediary as purchaser for value

§ 8—201. Issuer

§ 8—202. Issuer’s responsibility and defenses; notice of defect or defense

§ 8—203. Staleness as notice of defect or defense

§ 8—204. Effect of issuer’s restriction on transfer

§ 8—205. Effect of unauthorized signature on security certificate

§ 8—206. Completion or alteration of security certificate

§ 8—207. Rights and duties of issuer with respect to registered owners

§ 8—208. Effect of signature of authenticating trustee, registrar, or transfer agent

§ 8—209. Issuer’s lien

§ 8—210. Overissue

§ 8—301. Delivery

§ 8—302. Rights of purchaser

§ 8—303. Protected purchaser

§ 8—304. Indorsement

§ 8—305. Instruction

§ 8—306. Effect of guaranteeing signature, indorsement, or instruction

§ 8—307. Purchaser’s right to requisites for registration of transfer

§ 8—401. Duty of issuer to register transfer

§ 8—402. Assurance that indorsement or instruction is effective

§ 8—403. Demand that issuer not register transfer

§ 8—404. Wrongful registration

§ 8—405. Replacement of lost, destroyed, or wrongfully taken security certificate

§ 8—406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate

§ 8—407. Authenticating trustee, transfer agent, and registrar

§ 8—501. Securities account; acquisition of security entitlement from securities intermediary

§ 8—502. Assertion of adverse claim against entitlement holder

§ 8—503. Property interest of entitlement holder in financial asset held by securities intermediary

§ 8—504. Duty of securities intermediary to maintain financial asset

§ 8—505. Duty of securities intermediary with respect to payments and distributions

§ 8—506. Duty of securities intermediary to exercise rights as directed by entitlement holder

§ 8—507. Duty of securities intermediary to comply with entitlement order

§ 8—508. Duty of securities intermediary to change entitlement holder’s position to other form of security holding

§ 8—509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder

§ 8—510. Rights of purchaser of security entitlement from entitlement holder

§ 8—511. Priority among security interests and entitlement holders