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    • Legislation USA
    • US Code
    • Title 15— COMMERCE AND TRADE
    • CHAPTER 2D— INVESTMENT COMPANIES AND ADVISERS
    • SUBCHAPTER II— INVESTMENT ADVISERS
    • § 80b–16. Omitted

    US Code
    SUBCHAPTER II— INVESTMENT ADVISERS
    § 80b–16. Omitted

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    Structure US Code

    US Code

    Title 15— COMMERCE AND TRADE

    CHAPTER 2D— INVESTMENT COMPANIES AND ADVISERS

    SUBCHAPTER II— INVESTMENT ADVISERS

    § 80b–1. Findings

    § 80b–2. Definitions

    § 80b–3. Registration of investment advisers

    § 80b–3a. State and Federal responsibilities

    § 80b–4. Reports by investment advisers

    § 80b–4a. Prevention of misuse of nonpublic information

    § 80b–5. Investment advisory contracts

    § 80b–6. Prohibited transactions by investment advisers

    § 80b–6a. Exemptions

    § 80b–7. Material misstatements

    § 80b–8. General prohibitions

    § 80b–9. Enforcement of subchapter

    § 80b–10. Disclosure of information by Commission

    § 80b–10a. Consultation

    § 80b–11. Rules, regulations, and orders of Commission

    § 80b–12. Hearings

    § 80b–13. Court review of orders

    § 80b–14. Jurisdiction of offenses and suits

    § 80b–15. Validity of contracts

    § 80b–16. Omitted

    § 80b–17. Penalties

    § 80b–18. Hiring and leasing authority of Commission

    § 80b–18a. State regulation of investment advisers

    § 80b–18b. Custody of client accounts

    § 80b–18c. Rule of construction relating to the Commodities Exchange Act

    § 80b–19. Separability

    § 80b–20. Short title

    § 80b–21. Effective date

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