Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
Structure US Code
CHAPTER 2A— SECURITIES AND TRUST INDENTURES
SUBCHAPTER III— TRUST INDENTURES
§ 77bbb. Necessity for regulation
§ 77ddd. Exempted securities and transactions
§ 77eee. Securities required to be registered under Securities Act
§ 77fff. Securities not registered under Securities Act
§ 77ggg. Qualification of indentures covering securities not required to be registered
§ 77hhh. Integration of procedure with Securities Act and other Acts
§ 77iii. Effective time of qualification
§ 77jjj. Eligibility and disqualification of trustee
§ 77kkk. Preferential collection of claims against obligor
§ 77mmm. Reports by indenture trustee
§ 77nnn. Reports by obligor; evidence of compliance with indenture provisions
§ 77ooo. Duties and responsibility of the trustee
§ 77qqq. Special powers of trustee; duties of paying agents
§ 77rrr. Effect of prescribed indenture provisions
§ 77sss. Rules, regulations, and orders
§ 77ttt. Hearings by Commission
§ 77uuu. Special powers of the Commission
§ 77www. Liability for misleading statements
§ 77xxx. Unlawful representations
§ 77zzz. Effect on existing law