For the purpose of controlling conflicts of interest which may be detrimental to small business concerns, to small business investment companies, to the shareholders, partners, or members of either, or to the purposes of this chapter, the Administration shall adopt regulations to govern transactions with any officer, director, shareholder, partner, or member of any small business investment company, or with any person or concern, in which any interest, direct or indirect, financial or otherwise, is held by any officer, director, shareholder, partner, or member of (1) any small business investment company, or (2) any person or concern with an interest, direct or indirect, financial or otherwise, in any small business investment company. Such regulations shall include appropriate requirements for public disclosure necessary to the purposes of this section.
Structure US Code
CHAPTER 14B— SMALL BUSINESS INVESTMENT PROGRAM
SUBCHAPTER III— INVESTMENT DIVISION PROGRAMS
Part A— Small Business Investment Companies
§ 684. Equity capital for small-business concerns
§ 685. Long-term loans to small-business concerns
§ 686. Aggregate limitations on amount of assistance to any single enterprise
§ 687. Operation and regulation of companies
§ 687a. Revocation and suspension of licenses; cease and desist orders
§ 687c. Injunctions and other orders
§ 687e. Removal or suspension of management officials
§ 687f. Unlawful acts and omissions by officers, directors, employees, or agents
§ 687g. Penalties and forfeitures
§ 687h. Jurisdiction and service of process
§ 687k. Guaranteed obligations not eligible for purchase by Federal Financing Bank
§ 687l. Issuance and guarantee of trust certificates
§ 687m. Periodic issuance of guarantees and trust certificates