Sec. 4004.256. EFFECT OF EXPIRED REGISTRATION. A person who sells securities or who renders investment advising services after the person's registration has expired but before the registration is renewed is subject to the sanctions provided by this title for selling securities or rendering investment advice without being registered.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter F. Expiration and Renewal of Registration
Section 4004.251. Expiration of Registration
Section 4004.252. Renewal of Registration
Section 4004.253. Staggered Renewal; Proration of Registration Renewal Fee
Section 4004.254. Notice of Expiration Required
Section 4004.255. Renewal of Expired Registration