Sec. 4003.010. USE OF PERMIT FOR CERTAIN PURPOSES PROHIBITED. A dealer, issuer, or agent may not use a permit qualifying securities for sale in connection with a sale or effort to sell a security.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter A. Permit Qualifying Securities for Sale
Section 4003.001. Permit Required; Exceptions
Section 4003.002. Permit Application to Qualify Securities for Sale
Section 4003.003. Statement of Financial Condition and Income Statement
Section 4003.004. Exceptions to Certification Requirement for Financial Statements
Section 4003.006. Examination of and Determination on Permit Application
Section 4003.007. Form and Contents of Permit
Section 4003.008. Term of Permit
Section 4003.009. Renewal of Permit
Section 4003.010. Use of Permit for Certain Purposes Prohibited