§ 7-11-702. Prohibitions on use of information.
Neither the director nor an employee of the director may use, for personal gain or benefit, information filed with or obtained by the director that is not public information, nor may the director or an employee of the director conduct securities dealings based on information filed with or obtained by the director, even though public, if there has not been a sufficient period for the securities markets to assimilate the information.
History of Section.P.L. 1990, ch. 460, § 2.
Structure Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
Section 7-11-701. - Administration.
Section 7-11-702. - Prohibitions on use of information.
Section 7-11-703. - Public information — Confidentiality.
Section 7-11-704. - Cooperation with other agencies.
Section 7-11-705. - Rules, forms, and orders.
Section 7-11-706. - Declaratory orders and rulings.
Section 7-11-707. - Good faith reliance.
Section 7-11-708. - Consent to service of process.
Section 7-11-709. - Administrative files and records.
Section 7-11-710. - Administrative proceedings.
Section 7-11-711. - Provisions applicable to administrative proceedings.