§ 7-11-301. Registration requirement.
A person may not offer to sell or sell a security in this state unless the security:
(1) Is registered under this chapter;
(2) The security or transaction is exempt under this chapter; or
(3) It is a federal covered security.
History of Section.P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.
Structure Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
Part III - Registration of Securities
Section 7-11-301. - Registration requirement.
Section 7-11-302. - Registration by filing.
Section 7-11-303. - Registration by coordination.
Section 7-11-304. - Registration by qualification.
Section 7-11-305. - Provisions applicable to registration generally.
Section 7-11-306. - Denial, suspension, and revocation of registration.